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FLC

Flaherty & Crumrine Total Return Fund

33 hedge funds and large institutions have $15.8M invested in Flaherty & Crumrine Total Return Fund in 2023 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

0% more funds holding

Funds holding: 3333 (0)

0.74% less ownership

Funds ownership: 11.05%10.3% (-0.74%)

13% less capital invested

Capital invested by funds: $18.1M → $15.8M (-$2.39M)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.89M -$606K -36,924 -12%
SFS
2
Sowell Financial Services
Arkansas
$3.1M -$98.5K -6,000 -3%
Invesco
3
Invesco
Georgia
$1.76M -$95.8K -5,838 -5%
LPL Financial
4
LPL Financial
California
$1.55M +$52.5K +3,202 +3%
Morgan Stanley
5
Morgan Stanley
New York
$988K -$84.4K -5,146 -7%
PFA
6
Pathway Financial Advisers
Indiana
$471K -$10.4K -633 -2%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$369K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$361K +$144K +8,765 +56%
UBS Group
9
UBS Group
Switzerland
$338K -$102K -6,189 -21%
WAM
10
Wolverine Asset Management
Illinois
$321K -$251K -15,308 -41%
Wells Fargo
11
Wells Fargo
California
$318K +$24.9K +1,515 +8%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$249K +$117K +7,100 +72%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$235K +$263K +16,000 New
HighTower Advisors
14
HighTower Advisors
Illinois
$219K +$24.6K +1,500 +11%
NA
15
NewEdge Advisors
Louisiana
$213K +$35.3K +2,150 +16%
WS
16
Wedbush Securities
California
$207K -$14.8K -900 -6%
CI
17
Ceera Investments
Texas
$207K
NWA
18
Navis Wealth Advisors
New York
$187K -$17.6K -1,073 -8%
CIA
19
Capital Investment Advisors
Georgia
$174K -$9.85K -600 -5%
Osaic Holdings
20
Osaic Holdings
Arizona
$174K +$9.85K +600 +5%
AAS
21
Ameritas Advisory Services
Nebraska
$103K -$73.9K -4,502 -39%
SPIA
22
Steward Partners Investment Advisory
New York
$67.6K -$106K -6,460 -58%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$52.9K
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$48K +$15.2K +925 +39%
WT
25
Whittier Trust
California
$44.1K

FLC Hedge Fund Activity: Q1 2023 in Review

33 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2023, worth a combined $15.8M — down 13% from $18.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FLC positions and 4 closed out — a net gain of 1 holder — while 8 added to existing stakes and 12 trimmed.

The largest buyer was CAPTRUST Financial Advisors, opening a new position worth an estimated $263K. The largest seller was Bank of America, cutting an estimated $606K.

  • 33 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2023, unchanged from Q4 2022.
  • Funds reported $15.8M of Flaherty & Crumrine Total Return Fund stock for Q1 2023, down 13% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2023 and 4 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2023 was CAPTRUST Financial Advisors, an estimated $263K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2023 was Bank of America, an estimated $606K sold.

Based on aggregated 13F filings for Q1 2023.