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FLC

Flaherty & Crumrine Total Return Fund

37 hedge funds and large institutions have $30M invested in Flaherty & Crumrine Total Return Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3737 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.08% less ownership

Funds ownership: 13.3%12.22% (-1.1%)

8% less capital invested

Capital invested by funds: $32.6M → $30M (-$2.6M)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.5M -$236K -9,698 -2%
SFS
2
Sowell Financial Services
Arkansas
$5.82M +$241K +9,900 +4%
LPL Financial
3
LPL Financial
California
$2.11M +$60.5K +2,488 +3%
Invesco
4
Invesco
Georgia
$1.93M +$154K +6,345 +9%
SPIA
5
Steward Partners Investment Advisory
New York
$1.54M +$8.89K +366 +0.6%
GWM
6
Geneos Wealth Management
Colorado
$764K -$9.55K -393 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$671K +$13K +536 +2%
NL
8
NWAM LLC
Washington
$579K -$2.02M -83,217 -78%
Wells Fargo
9
Wells Fargo
California
$558K +$11K +454 +2%
UBS Group
10
UBS Group
Switzerland
$541K -$284K -11,691 -35%
CI
11
Ceera Investments
Texas
$458K
CAN
12
Cetera Advisor Networks
California
$442K +$440K +18,102 New
WS
13
Wedbush Securities
California
$392K
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$387K +$300K +12,350 +350%
HighTower Advisors
15
HighTower Advisors
Illinois
$348K -$22.7K -935 -6%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$307K -$305K -12,560 -50%
SIA
17
Sit Investment Associates
Minnesota
$305K
CIA
18
Capital Investment Advisors
Georgia
$274K -$38.5K -1,585 -12%
Truist Financial
19
Truist Financial
North Carolina
$264K
AIC
20
Ameritas Investment Company
Nebraska
$254K -$9.67K -398 -4%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$245K -$34.3K -1,413 -12%
Morgan Stanley
22
Morgan Stanley
New York
$225K -$6.8K -280 -3%
AF
23
Advisornet Financial
Minnesota
$223K +$535 +22 +0.2%
MAG
24
MRA Advisory Group
New Jersey
$206K -$5.88K -242 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$178K

FLC Hedge Fund Activity: Q2 2021 in Review

37 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2021, worth a combined $30M — down 8% from $32.6M a quarter earlier.

Fund positioning in FLC was balanced in Q2 2021: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 13 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $440K. The largest seller was NWAM LLC, cutting an estimated $2.02M.

  • 37 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $30M of Flaherty & Crumrine Total Return Fund stock for Q2 2021, down 8% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2021 and 3 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2021 was Cetera Advisor Networks, an estimated $440K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2021 was NWAM LLC, an estimated $2.02M sold.

Based on aggregated 13F filings for Q2 2021.