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FLC

Flaherty & Crumrine Total Return Fund

32 hedge funds and large institutions have $33M invested in Flaherty & Crumrine Total Return Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

28% more funds holding

Funds holding: 2532 (+7)

8% more capital invested

Capital invested by funds: $30.6M → $33M (+$2.41M)

1.02% more ownership

Funds ownership: 14.34%15.35% (+1%)

Holders
32
Holders Change
+7
Holders Change %
+28%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.4M +$632K +29,515 +5%
NL
2
NWAM LLC
Washington
$6.49M -$127K -5,937 -2%
Invesco
3
Invesco
Georgia
$4.37M +$1.67M +78,042 +63%
LPL Financial
4
LPL Financial
California
$2.04M +$78.9K +3,687 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.29M +$12.8K +596 +1%
UBS Group
6
UBS Group
Switzerland
$875K +$113K +5,301 +15%
GWM
7
Geneos Wealth Management
Colorado
$781K +$37.7K +1,760 +5%
Wells Fargo
8
Wells Fargo
California
$741K -$52.7K -2,460 -7%
Morgan Stanley
9
Morgan Stanley
New York
$384K +$130K +6,055 +52%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$363K +$88.7K +4,145 +33%
GC
11
Guggenheim Capital
Illinois
$340K +$337K +15,734 New
VCWA
12
Vanguard Capital Wealth Advisors
Colorado
$307K +$304K +14,200 New
CIA
13
Capital Investment Advisors
Georgia
$302K
Cohen & Steers
14
Cohen & Steers
New York
$249K -$265K -12,376 -52%
SIA
15
Sit Investment Associates
Minnesota
$216K -$2.14K -100 -1%
RJA
16
Raymond James & Associates
Florida
$215K -$32.1K -1,500 -13%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$121K +$46.7K +2,180 +64%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$83K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$78K +$34.2K +1,600 +80%
WT
20
Whittier Trust
California
$65K
AG
21
Advisor Group
Arizona
$47K +$47.1K +2,201 New
MGIA
22
Moneta Group Investment Advisors
Missouri
$44K +$43.8K +2,047 New
SA
23
SRH Advisors
Kansas
$43K
WC
24
Westwind Capital
New Mexico
$39K +$38.9K +1,817 New
SWP
25
Stratos Wealth Partners
Ohio
$37K +$36.4K +1,700 New

FLC Hedge Fund Activity: Q4 2017 in Review

32 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2017, worth a combined $33M — up 7.9% from $30.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FLC positions and 4 closed out — a net gain of 7 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Invesco, adding an estimated $1.67M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $456K sold.

  • 32 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2017, up from 25 in Q3 2017.
  • Funds reported $33M of Flaherty & Crumrine Total Return Fund stock for Q4 2017, up 7.9% quarter-over-quarter.
  • 11 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2017 and 4 closed out, a net change of +7 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2017 was Invesco, an estimated $1.67M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2017 was Laurion Capital Management, an estimated $456K sold.

Based on aggregated 13F filings for Q4 2017.