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FLC

NWAM LLC’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

NWAM LLC’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q1 		– Sell
-18,240
Closed -$416K – 533
2021
Q4 		$416K Sell
18,240
-5,000
-22% -$117K 0.03% 360
2021
Q3 		$557K Sell
23,240
-500
-2% -$12K 0.05% 302
2021
Q2 		$579K Sell
23,740
-83,217
-78% -$2.02M 0.05% 283
2021
Q1 		$2.61M Sell
106,957
-177,938
-62% -$4.15M 0.26% 95
2020
Q4 		$6.74M Sell
284,895
-1,950
-0.7% -$44.1K 0.77% 20
2020
Q3 		$6.14M Sell
286,845
-2,400
-0.8% -$51.5K 1.01% 18
2020
Q2 		$5.74M Sell
289,245
-1,900
-0.7% -$36.3K 0.8% 19
2020
Q1 		$4.8K Sell
291,145
-9,982
-3% -$210K 0.13% 53
2019
Q4 		$6.71M Sell
301,127
-11,850
-4% -$267K 1.16% 17
2019
Q3 		$7.02M Sell
312,977
-1,790
-0.6% -$38.2K 1.31% 15
2019
Q2 		$6.38M Sell
314,767
-1,000
-0.3% -$19.7K 1.27% 17
2019
Q1 		$6.07M Hold
315,767
– – 1.31% 17
2018
Q4 		$5.43M Buy
315,767
+62,005
+24% +$1.09M 1.4% 17
2018
Q3 		$4.72M Sell
253,762
-10,350
-4% -$202K 1.06% 21
2018
Q2 		$5.15M Sell
264,112
-4,900
-2% -$95.1K 1.22% 15
2018
Q1 		$5.33M Sell
269,012
-31,208
-10% -$633K 1.35% 15
2017
Q4 		$6.49M Sell
300,220
-5,937
-2% -$127K 1.64% 11
2017
Q3 		$6.58M Buy
306,157
+7,002
+2% +$152K 1.71% 11
2017
Q2 		$6.67M Sell
299,155
-7,632
-2% -$166K 1.16% 9
2017
Q1 		$6.5M Buy
306,787
+7,582
+3% +$155K 1.98% 8
2016
Q4 		$5.95M Buy
+299,205
New +$6.05M 1.97% 7
2016
Q3 		– Sell
-299,905
Closed -$6.57M – 285
2016
Q2 		$6.57M Sell
299,905
-3,654
-1% -$76.8K 2.58% 5
2016
Q1 		$6.16M Sell
303,559
-23,282
-7% -$461K 2.44% 7
2015
Q4 		$6.27M Buy
+326,841
New +$6.3M 2.56% 7
2015
Q3 		– Sell
-340,000
Closed -$6.63M – 178
2015
Q2 		$6.63M Buy
340,000
+668
+0.2% +$13.6K 2.77% 6
2015
Q1 		$6.88M Sell
339,332
-850
-0.2% -$17.5K 2.94% 4
2014
Q4 		$6.73M Sell
340,182
-3,239
-0.9% -$65.7K 2.94% 4
2014
Q3 		$6.78M Buy
343,421
+20,982
+7% +$413K 2.41% 4
2014
Q2 		$6.46M Buy
322,439
+49,565
+18% +$1.01M 2.01% 4
2014
Q1 		$5.39M Buy
+272,874
New +$5.22M 1.85% 7

Other funds holding FLC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CI
Ceera Investments Bellaire, Texas $228M AUM 3.54% 1-Year Est. Return

NWAM LLC's FLC Position: Q1 2022 in Review

NWAM LLC sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q1 2022, closing a stake of 18,240 shares — an estimated $416K sold.

NWAM LLC first reported a position in FLC in Q1 2014 and held it in 30 quarters. The position peaked at $7.02M in Q3 2019. 31 funds tracked by Wall St. Rank hold FLC as of Q1 2022.

  • NWAM LLC reported no remaining Flaherty & Crumrine Total Return Fund position as of Q1 2022 after selling out during the quarter.
  • NWAM LLC sold 18,240 Flaherty & Crumrine Total Return Fund shares in Q1 2022, an estimated $416K.
  • NWAM LLC first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2014 and held it in 30 quarters.
  • NWAM LLC's Flaherty & Crumrine Total Return Fund position peaked at $7.02M in Q3 2019.
  • 31 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2022.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.