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FLC

Flaherty & Crumrine Total Return Fund

27 hedge funds and large institutions have $34.2M invested in Flaherty & Crumrine Total Return Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

18% more capital invested

Capital invested by funds: $29M → $34.2M (+$5.23M)

1.72% more ownership

Funds ownership: 15.76%17.48% (+1.7%)

0% more funds holding

Funds holding: 2727 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
9
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$10.1M -$1.78M -93,215 -15%
NL
2
NWAM LLC
Washington
$5.39M +$5.22M +272,874 New
Cohen & Steers
3
Cohen & Steers
New York
$4.91M -$137K -7,177 -3%
Invesco
4
Invesco
Georgia
$4.08M +$338K +17,674 +9%
LPL Financial
5
LPL Financial
California
$2.9M +$60.6K +3,165 +2%
Bank of America
6
Bank of America
North Carolina
$1.85M -$453K -23,646 -20%
NPC
7
National Planning Corporation
California
$1.09M +$81.3K +4,250 +8%
Morgan Stanley
8
Morgan Stanley
New York
$714K -$4.15K -217 -0.6%
CIA
9
Capital Investment Advisors
Georgia
$708K +$28.7K +1,500 +4%
U
10
UBS
Switzerland
$547K +$281K +14,694 +113%
Wells Fargo
11
Wells Fargo
California
$499K +$73.2K +3,824 +18%
MCC
12
Mid Continent Capital
Illinois
$336K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$274K +$31.2K +1,632 +13%
RJA
14
Raymond James & Associates
Florida
$254K
SIA
15
Sit Investment Associates
Minnesota
$198K
Ameriprise
16
Ameriprise
Minnesota
$83K -$7.67K -401 -9%
TRCT
17
Tower Research Capital (TRC)
New York
$55K +$53.6K +2,800 New
FHA
18
First Horizon Advisors
Tennessee
$46K +$5.74K +300 +15%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$44K -$21.4K -1,120 -33%
SA
20
SRH Advisors
Kansas
$40K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$40K +$38.3K +2,000 New
HF
22
Hoxton Financial
West Virginia
$20K
Creative Planning
23
Creative Planning
Kansas
$15K +$14.7K +769 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K
MFS
25
MSI Financial Services
Massachusetts
$4K

FLC Hedge Fund Activity: Q1 2014 in Review

27 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2014, worth a combined $34.2M — up 18% from $29M a quarter earlier.

Fund positioning in FLC was balanced in Q1 2014: 4 funds opened new positions, 4 closed out, 9 added to existing stakes and 6 trimmed.

The largest buyer was NWAM LLC, opening a new position worth an estimated $5.22M. The largest seller was Guggenheim Capital, cutting an estimated $1.78M.

  • 27 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $34.2M of Flaherty & Crumrine Total Return Fund stock for Q1 2014, up 18% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2014 and 4 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2014 was NWAM LLC, an estimated $5.22M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2014 was Guggenheim Capital, an estimated $1.78M sold.

Based on aggregated 13F filings for Q1 2014.