FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

27 hedge funds and large institutions have $34.2M invested in Flaherty & Crumrine Total Return Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
9
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
$5.39M
2
Invesco
Invesco
Georgia
$4.08M
3
U
UBS
Switzerland
$547K
4
NPC
National Planning Corporation
California
$1.09M
5
Wells Fargo
Wells Fargo
California
$499K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$10.1M
2
Bank of America
Bank of America
North Carolina
$1.85M
3
PRCM
Pine River Capital Management
Minnesota
$0
4
SG Americas Securities
SG Americas Securities
New York
$0
5
Cohen & Steers
Cohen & Steers
New York
$4.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$10.1M -$1.84M -93,215 -15%
NL
2
NWAM LLC
Washington
$5.39M +$5.39M +272,874 New
Cohen & Steers
3
Cohen & Steers
New York
$4.91M -$142K -7,177 -3%
Invesco
4
Invesco
Georgia
$4.08M +$349K +17,674 +9%
LPL Financial
5
LPL Financial
California
$2.9M +$62.5K +3,165 +2%
Bank of America
6
Bank of America
North Carolina
$1.85M -$467K -23,646 -20%
NPC
7
National Planning Corporation
California
$1.09M +$85.3K +4,250 +8%
Morgan Stanley
8
Morgan Stanley
New York
$714K -$4.29K -217 -0.6%
CIA
9
Capital Investment Advisors
Georgia
$708K +$29.6K +1,500 +4%
U
10
UBS
Switzerland
$547K +$290K +14,694 +113%
Wells Fargo
11
Wells Fargo
California
$499K +$75.7K +3,824 +18%
MCC
12
Mid Continent Capital
Illinois
$336K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$274K +$32.3K +1,632 +13%
RJA
14
Raymond James & Associates
Florida
$254K – – –
SIA
15
Sit Investment Associates
Minnesota
$198K – – –
Ameriprise
16
Ameriprise
Minnesota
$83K -$7.94K -401 -9%
TRCT
17
Tower Research Capital (TRC)
New York
$55K +$55K +2,800 New
FHA
18
First Horizon Advisors
Tennessee
$46K +$6K +300 +15%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$44K -$22K -1,120 -33%
SA
20
SRH Advisors
Kansas
$40K – – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$40K +$40K +2,000 New
HF
22
Hoxton Financial
West Virginia
$20K – – –
Creative Planning
23
Creative Planning
Kansas
$15K +$15K +769 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K – – –
MFS
25
MSI Financial Services
Massachusetts
$4K – – –
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