Pine River Capital Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Pine River Capital Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-17,274	Closed	-$321K	–	654
2013 Q4	$321K	Buy	+17,274	New	+$313K	﹤0.01%	589

Other funds holding FLC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Pine River Capital Management's FLC Position: Q1 2014 in Review

Pine River Capital Management sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q1 2014, closing a stake of 17,274 shares — an estimated $321K sold.

Pine River Capital Management first reported a position in FLC in Q4 2013 and held it in 1 quarter. The position peaked at $321K in Q4 2013. 27 funds tracked by Wall St. Rank hold FLC as of Q1 2014.

Pine River Capital Management reported no remaining Flaherty & Crumrine Total Return Fund position as of Q1 2014 after selling out during the quarter.
Pine River Capital Management sold 17,274 Flaherty & Crumrine Total Return Fund shares in Q1 2014, an estimated $321K.
Pine River Capital Management first reported a position in Flaherty & Crumrine Total Return Fund in Q4 2013 and held it in 1 quarter.
Pine River Capital Management's Flaherty & Crumrine Total Return Fund position peaked at $321K in Q4 2013.
27 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2014.

Based on Pine River Capital Management's 13F filing for Q1 2014, filed 15 May 2014.