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FLC

Flaherty & Crumrine Total Return Fund

27 hedge funds and large institutions have $29M invested in Flaherty & Crumrine Total Return Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

29% more funds holding

Funds holding: 2127 (+6)

10% more capital invested

Capital invested by funds: $26.4M → $29M (+$2.59M)

1.11% more ownership

Funds ownership: 14.65%15.76% (+1.1%)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
27
Holders Change
+6
Holders Change %
+28.57%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
6
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.2M -$158K -8,720 -1%
Cohen & Steers
2
Cohen & Steers
New York
$4.75M -$133K -7,319 -3%
Invesco
3
Invesco
Georgia
$3.51M +$1.41M +77,810 +70%
LPL Financial
4
LPL Financial
California
$2.66M +$103K +5,698 +4%
Bank of America
5
Bank of America
North Carolina
$2.17M -$258K -14,254 -11%
NPC
6
National Planning Corporation
California
$934K +$909K +50,135 New
Morgan Stanley
7
Morgan Stanley
New York
$676K -$89.3K -4,926 -12%
CIA
8
Capital Investment Advisors
Georgia
$637K +$622K +34,312 New
Wells Fargo
9
Wells Fargo
California
$397K -$19.5K -1,077 -5%
PRCM
10
Pine River Capital Management
Minnesota
$321K +$313K +17,274 New
MCC
11
Mid Continent Capital
Illinois
$316K +$10.9K +600 +4%
U
12
UBS
Switzerland
$241K +$121K +6,686 +106%
RJA
13
Raymond James & Associates
Florida
$239K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$227K +$21.8K +1,205 +11%
SG Americas Securities
15
SG Americas Securities
New York
$216K +$211K +11,640 New
SIA
16
Sit Investment Associates
Minnesota
$186K
Ameriprise
17
Ameriprise
Minnesota
$85K -$17.8K -984 -18%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$62K
FHA
19
First Horizon Advisors
Tennessee
$37K +$7.25K +400 +25%
SA
20
SRH Advisors
Kansas
$37K +$36.2K +2,000 New
HF
21
Hoxton Financial
West Virginia
$19K
ASN
22
Advisory Services Network
Georgia
$10K +$9.46K +522 New
BIM
23
BlackRock Investment Management
Delaware
$9K +$9.19K +507 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$7K +$7.25K +400 New
MFS
25
MSI Financial Services
Massachusetts
$4K

FLC Hedge Fund Activity: Q4 2013 in Review

27 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2013, worth a combined $29M — up 9.8% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FLC positions and 2 closed out — a net gain of 6 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Invesco, adding an estimated $1.41M. The largest seller was IFC Holdings, exiting entirely with an estimated $1.09M sold.

  • 27 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $29M of Flaherty & Crumrine Total Return Fund stock for Q4 2013, up 9.8% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2013 and 2 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2013 was Invesco, an estimated $1.41M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2013 was IFC Holdings, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2013.