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FLC

Flaherty & Crumrine Total Return Fund

27 hedge funds and large institutions have $30.9M invested in Flaherty & Crumrine Total Return Fund in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $28.6M → $30.9M (+$2.25M)

0.33% more ownership

Funds ownership: 13.61%13.93% (+0.33%)

0% more funds holding

Funds holding: 2727 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
7
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12M +$835K +38,370 +8%
NL
2
NWAM LLC
Washington
$6.67M -$166K -7,632 -2%
Invesco
3
Invesco
Georgia
$2.53M +$741K +34,062 +43%
LPL Financial
4
LPL Financial
California
$1.98M -$1M -46,031 -34%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.4M -$24K -1,104 -2%
Ameriprise
6
Ameriprise
Minnesota
$1.25M +$160K +7,378 +15%
Wells Fargo
7
Wells Fargo
California
$892K -$25.9K -1,191 -3%
GWM
8
Geneos Wealth Management
Colorado
$814K -$23.4K -1,074 -3%
Cohen & Steers
9
Cohen & Steers
New York
$768K
IH
10
IFC Holdings
Florida
$364K
CIA
11
Capital Investment Advisors
Georgia
$319K -$24.5K -1,125 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$282K +$276K +12,670 New
RJA
13
Raymond James & Associates
Florida
$266K +$25.1K +1,155 +11%
Morgan Stanley
14
Morgan Stanley
New York
$265K +$87.3K +4,013 +51%
UBS Group
15
UBS Group
Switzerland
$265K +$109K +5,025 +73%
SIA
16
Sit Investment Associates
Minnesota
$223K
GC
17
Guggenheim Capital
Illinois
$214K -$123K -5,637 -37%
BAM
18
Bruderman Asset Management
New York
$145K +$141K +6,485 New
WT
19
Whittier Trust
California
$67K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$66K
SA
21
SRH Advisors
Kansas
$45K
DADC
22
D.A. Davidson & Co
Montana
$32K
IA
23
IFP Advisors
Florida
$14K -$1.85K -85 -12%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$9K
NFG
25
Next Financial Group
Texas
$8K

FLC Hedge Fund Activity: Q2 2017 in Review

27 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2017, worth a combined $30.9M — up 7.9% from $28.6M a quarter earlier.

Fund positioning in FLC was balanced in Q2 2017: 2 funds opened new positions, 2 closed out, 7 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $835K. The largest seller was LPL Financial, cutting an estimated $1M.

  • 27 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2017, unchanged from Q1 2017.
  • Funds reported $30.9M of Flaherty & Crumrine Total Return Fund stock for Q2 2017, up 7.9% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2017 and 2 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2017 was Bank of America, an estimated $835K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2017 was LPL Financial, an estimated $1M sold.

Based on aggregated 13F filings for Q2 2017.