FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

28 hedge funds and large institutions have $33.5M invested in Flaherty & Crumrine Total Return Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
6
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
National Planning Corporation
California
$1.96M
2
Bank of America
Bank of America
North Carolina
$2.42M
3
Ameriprise
Ameriprise
Minnesota
$414K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$298K
5
Creative Planning
Creative Planning
Kansas
$49K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$5.38M
2
WAM
Wolverine Asset Management
Illinois
$0
3
COLIM
City of London Investment Management
United Kingdom
$310K
4
Invesco
Invesco
Georgia
$4.76M
5
LPL Financial
LPL Financial
California
$2.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
1
NWAM LLC
Washington
$6.73M -$64.1K -3,239 -0.9%
GC
2
Guggenheim Capital
Illinois
$5.38M -$1.98M -99,976 -27%
Cohen & Steers
3
Cohen & Steers
New York
$5.12M – – –
Invesco
4
Invesco
Georgia
$4.76M -$88.5K -4,474 -2%
LPL Financial
5
LPL Financial
California
$2.8M -$68K -3,437 -2%
Bank of America
6
Bank of America
North Carolina
$2.42M +$441K +22,268 +22%
NPC
7
National Planning Corporation
California
$1.96M +$577K +28,400 +42%
Morgan Stanley
8
Morgan Stanley
New York
$753K +$40.3K +2,035 +6%
CIA
9
Capital Investment Advisors
Georgia
$619K -$9.88K -500 -2%
Wells Fargo
10
Wells Fargo
California
$466K -$5.8K -293 -1%
Ameriprise
11
Ameriprise
Minnesota
$414K +$141K +7,145 +52%
UBS Group
12
UBS Group
Switzerland
$397K +$397K +20,078 New
MCC
13
Mid Continent Capital
Illinois
$336K – – –
COLIM
14
City of London Investment Management
United Kingdom
$310K -$197K -9,957 -39%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$298K +$53.6K +2,711 +22%
RJA
16
Raymond James & Associates
Florida
$262K +$7.91K +400 +3%
SIA
17
Sit Investment Associates
Minnesota
$198K – – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$54K – – –
Creative Planning
19
Creative Planning
Kansas
$49K +$49K +2,482 New
FHA
20
First Horizon Advisors
Tennessee
$46K – – –
SA
21
SRH Advisors
Kansas
$40K – – –
TRCT
22
Tower Research Capital (TRC)
New York
$30K +$30K +1,500 New
HF
23
Hoxton Financial
West Virginia
$20K – – –
NFG
24
Next Financial Group
Texas
$20K – – –
MFS
25
MSI Financial Services
Massachusetts
$14K – – –
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