City of London Investment Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

City of London Investment Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-24,159	Closed	-$415K	–	162
2018 Q4	$415K	Hold	24,159	–	–	0.03%	122
2018 Q3	$450K	Hold	24,159	–	–	0.03%	106
2018 Q2	$468K	Hold	24,159	–	–	0.04%	82
2018 Q1	$478K	Buy	+24,159	New	+$490K	0.03%	85
2015 Q1	–	Sell	-15,658	Closed	-$310K	–	109
2014 Q4	$310K	Sell	15,658 -9,957	-39%	-$202K	0.02%	103
2014 Q3	$505K	Buy	+25,615	New	+$504K	0.03%	79

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

City of London Investment Management's FLC Position: Q1 2019 in Review

City of London Investment Management sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q1 2019, closing a stake of 24,159 shares — an estimated $415K sold.

City of London Investment Management first reported a position in FLC in Q3 2014 and held it in 6 quarters. The position peaked at $505K in Q3 2014. 35 funds tracked by Wall St. Rank hold FLC as of Q1 2019.

City of London Investment Management reported no remaining Flaherty & Crumrine Total Return Fund position as of Q1 2019 after selling out during the quarter.
City of London Investment Management sold 24,159 Flaherty & Crumrine Total Return Fund shares in Q1 2019, an estimated $415K.
City of London Investment Management first reported a position in Flaherty & Crumrine Total Return Fund in Q3 2014 and held it in 6 quarters.
City of London Investment Management's Flaherty & Crumrine Total Return Fund position peaked at $505K in Q3 2014.
35 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2019.

Based on City of London Investment Management's 13F filing for Q1 2019, filed 10 May 2019.