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FLC

Flaherty & Crumrine Total Return Fund

38 hedge funds and large institutions have $62.3M invested in Flaherty & Crumrine Total Return Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

74% more capital invested

Capital invested by funds: $35.8M → $62.3M (+$26.5M)

9% more funds holding

Funds holding: 3538 (+3)

1.7% less ownership

Funds ownership: 18.42%16.72% (-1.7%)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$31.3M +$32.8K +1,680 New
Bank of America
2
Bank of America
North Carolina
$11.4M -$768K -39,351 -6%
Invesco
3
Invesco
Georgia
$5.18M +$328K +16,814 +6%
NL
4
NWAM LLC
Washington
$4.72M -$202K -10,350 -4%
LPL Financial
5
LPL Financial
California
$1.71M -$109K -5,589 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$895K -$138K -7,097 -13%
Wells Fargo
7
Wells Fargo
California
$698K +$109K +5,595 +18%
GWM
8
Geneos Wealth Management
Colorado
$635K +$47.8K +2,453 +8%
SIA
9
Sit Investment Associates
Minnesota
$628K
GC
10
Guggenheim Capital
Illinois
$531K -$18.5K -950 -3%
COLIM
11
City of London Investment Management
United Kingdom
$450K
RCM
12
Robinson Capital Management
Michigan
$433K
Cohen & Steers
13
Cohen & Steers
New York
$388K +$62K +3,181 +18%
HighTower Advisors
14
HighTower Advisors
Illinois
$352K -$44.1K -2,260 -11%
RG
15
Rikoon Group
New Mexico
$343K -$41K -2,100 -10%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$341K
WAM
17
Wolverine Asset Management
Illinois
$307K -$537K -27,547 -63%
UBS Group
18
UBS Group
Switzerland
$297K -$30.7K -1,576 -9%
Morgan Stanley
19
Morgan Stanley
New York
$296K -$10.3K -527 -3%
CIA
20
Capital Investment Advisors
Georgia
$290K
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$275K +$288K +14,764 New
APA
22
American Portfolios Advisors
New York
$189K +$3.47K +178 +2%
BAM
23
Bruderman Asset Management
New York
$104K -$8.1K -415 -7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$82K +$156 +8 +0.2%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$72K

FLC Hedge Fund Activity: Q3 2018 in Review

38 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2018, worth a combined $62.3M — up 74% from $35.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FLC positions and 4 closed out — a net gain of 3 holders — while 7 added to existing stakes and 12 trimmed.

The largest buyer was Invesco, adding an estimated $328K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $2.07M sold.

  • 38 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $62.3M of Flaherty & Crumrine Total Return Fund stock for Q3 2018, up 74% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2018 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2018 was Invesco, an estimated $328K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2018 was Rivernorth Capital Management, an estimated $2.07M sold.

Based on aggregated 13F filings for Q3 2018.