FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

38 hedge funds and large institutions have $62.3M invested in Flaherty & Crumrine Total Return Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$31.3M
2
Invesco
Invesco
Georgia
+$313K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$275K
4
Wells Fargo
Wells Fargo
California
+$104K
5
Cohen & Steers
Cohen & Steers
New York
+$59.3K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$2.07M
2
Bank of America
Bank of America
North Carolina
-$733K
3
WAM
Wolverine Asset Management
Illinois
-$513K
4
CRC
Curi RMB Capital
Illinois
-$260K
5
NL
NWAM LLC
Washington
-$193K
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
1
Ameriprise
Minnesota
$31.3M +$31.3M +1,680 New
Bank of America
2
Bank of America
North Carolina
$11.4M -$733K -39,351 -6%
Invesco
3
Invesco
Georgia
$5.19M +$313K +16,814 +6%
NL
4
NWAM LLC
Washington
$4.73M -$193K -10,350 -4%
LPL Financial
5
LPL Financial
California
$1.71M -$104K -5,589 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$895K -$132K -7,097 -13%
Wells Fargo
7
Wells Fargo
California
$698K +$104K +5,595 +18%
GWM
8
Geneos Wealth Management
Colorado
$635K +$45.6K +2,453 +8%
SIA
9
Sit Investment Associates
Minnesota
$628K – – –
GC
10
Guggenheim Capital
Illinois
$531K -$17.7K -950 -3%
COLIM
11
City of London Investment Management
United Kingdom
$450K – – –
RCM
12
Robinson Capital Management
Michigan
$433K – – –
Cohen & Steers
13
Cohen & Steers
New York
$388K +$59.3K +3,181 +18%
HighTower Advisors
14
HighTower Advisors
Illinois
$352K -$41.8K -2,260 -11%
RG
15
Rikoon Group
New Mexico
$343K -$39.1K -2,100 -10%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$341K – – –
WAM
17
Wolverine Asset Management
Illinois
$307K -$513K -27,547 -63%
UBS Group
18
UBS Group
Switzerland
$297K -$29.3K -1,576 -9%
Morgan Stanley
19
Morgan Stanley
New York
$296K -$9.82K -527 -3%
CIA
20
Capital Investment Advisors
Georgia
$290K – – –
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$275K +$275K +14,764 New
APA
22
American Portfolios Advisors
New York
$189K +$3.31K +178 +2%
BAM
23
Bruderman Asset Management
New York
$104K -$7.73K -415 -7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$82K +$149 +8 +0.2%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$72K – – –
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