Rivernorth Capital Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Rivernorth Capital Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-48,682	Closed	-$828K	–	489
2025 Q2	$828K	Sell	48,682 -4,044	-8%	-$66.6K	0.05%	220
2025 Q1	$885K	Buy	52,726 +2,410	+5%	+$40.8K	0.05%	192
2024 Q4	$840K	Buy	+50,316	New	+$850K	0.04%	192
2018 Q3	–	Sell	-106,151	Closed	-$2.07M	–	216
2018 Q2	$2.07M	Buy	106,151 +36,577	+53%	+$710K	0.16%	99
2018 Q1	$1.38M	Buy	+69,574	New	+$1.41M	0.1%	126

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Rivernorth Capital Management's FLC Position: Q3 2025 in Review

Rivernorth Capital Management sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2025, closing a stake of 48,682 shares — an estimated $828K sold.

Rivernorth Capital Management first reported a position in FLC in Q1 2018 and held it in 5 quarters. The position peaked at $2.07M in Q2 2018. 45 funds tracked by Wall St. Rank hold FLC as of Q3 2025.

Rivernorth Capital Management reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2025 after selling out during the quarter.
Rivernorth Capital Management sold 48,682 Flaherty & Crumrine Total Return Fund shares in Q3 2025, an estimated $828K.
Rivernorth Capital Management first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2018 and held it in 5 quarters.
Rivernorth Capital Management's Flaherty & Crumrine Total Return Fund position peaked at $2.07M in Q2 2018.
45 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2025.

Based on Rivernorth Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.