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FLC

Flaherty & Crumrine Total Return Fund

35 hedge funds and large institutions have $35.8M invested in Flaherty & Crumrine Total Return Fund in 2018 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.79% less ownership

Funds ownership: 19.22%18.42% (-0.79%)

5% less funds holding

Funds holding: 3735 (-2)

6% less capital invested

Capital invested by funds: $37.9M → $35.8M (-$2.11M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

73% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 15

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12.7M +$227K +11,719 +2%
NL
2
NWAM LLC
Washington
$5.15M -$95.1K -4,900 -2%
Invesco
3
Invesco
Georgia
$5.11M -$110K -5,644 -2%
RCM
4
Rivernorth Capital Management
Florida
$2.07M +$710K +36,577 +53%
LPL Financial
5
LPL Financial
California
$1.9M -$146K -7,499 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.08M -$81.9K -4,221 -7%
WAM
7
Wolverine Asset Management
Illinois
$859K -$1.17M -60,478 -58%
SIA
8
Sit Investment Associates
Minnesota
$658K -$196K -10,090 -23%
Wells Fargo
9
Wells Fargo
California
$622K -$7.76K -400 -1%
GWM
10
Geneos Wealth Management
Colorado
$618K -$41.4K -2,134 -6%
GC
11
Guggenheim Capital
Illinois
$575K -$162K -8,336 -22%
COLIM
12
City of London Investment Management
United Kingdom
$468K
RCM
13
Robinson Capital Management
Michigan
$453K +$451K +23,235 New
HighTower Advisors
14
HighTower Advisors
Illinois
$419K -$14K -724 -3%
RG
15
Rikoon Group
New Mexico
$401K -$10.9K -564 -3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$357K
Cohen & Steers
17
Cohen & Steers
New York
$344K +$119K +6,127 +53%
UBS Group
18
UBS Group
Switzerland
$343K -$317K -16,318 -48%
Morgan Stanley
19
Morgan Stanley
New York
$320K -$4.97K -256 -2%
CIA
20
Capital Investment Advisors
Georgia
$304K +$24.3K +1,250 +9%
CRC
21
Curi RMB Capital
Illinois
$260K +$258K +13,301 New
APA
22
American Portfolios Advisors
New York
$195K
BAM
23
Bruderman Asset Management
New York
$117K -$36K -1,857 -24%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$87K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$75K

FLC Hedge Fund Activity: Q2 2018 in Review

35 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2018, worth a combined $35.8M — down 5.6% from $37.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FLC and 3 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 4 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $710K. The largest seller was Wolverine Asset Management, cutting an estimated $1.17M.

  • 35 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2018, down from 37 in Q1 2018.
  • Funds reported $35.8M of Flaherty & Crumrine Total Return Fund stock for Q2 2018, down 5.6% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2018 and 5 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2018 was Rivernorth Capital Management, an estimated $710K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2018 was Wolverine Asset Management, an estimated $1.17M sold.

Based on aggregated 13F filings for Q2 2018.