Curi RMB Capital’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Curi RMB Capital’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-13,301	Closed	-$260K	–	906
2018 Q2	$260K	Buy	+13,301	New	+$258K	0.01%	760
2015 Q4	–	Sell	-24,258	Closed	-$452K	–	457
2015 Q3	$452K	Buy	+24,258	New	+$463K	0.03%	329
2015 Q2	–	Sell	-14,566	Closed	-$295K	–	490
2015 Q1	$295K	Buy	+14,566	New	+$300K	0.02%	409

Other funds holding FLC

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Curi RMB Capital's FLC Position: Q3 2018 in Review

Curi RMB Capital sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2018, closing a stake of 13,301 shares — an estimated $260K sold.

Curi RMB Capital first reported a position in FLC in Q1 2015 and held it in 3 quarters. The position peaked at $452K in Q3 2015. 38 funds tracked by Wall St. Rank hold FLC as of Q3 2018.

Curi RMB Capital reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2018 after selling out during the quarter.
Curi RMB Capital sold 13,301 Flaherty & Crumrine Total Return Fund shares in Q3 2018, an estimated $260K.
Curi RMB Capital first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2015 and held it in 3 quarters.
Curi RMB Capital's Flaherty & Crumrine Total Return Fund position peaked at $452K in Q3 2015.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2018.

Based on Curi RMB Capital's 13F filing for Q3 2018, filed 14 Nov 2018.