We are live on ! Find out more
FLC

Flaherty & Crumrine Total Return Fund

29 hedge funds and large institutions have $31.2M invested in Flaherty & Crumrine Total Return Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

43% more capital invested

Capital invested by funds: $21.9M → $31.2M (+$9.35M)

4.55% more ownership

Funds ownership: 11.87%16.42% (+4.6%)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

3% less funds holding

Funds holding: 3029 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NL
1
NWAM LLC
Washington
$6.27M +$6.3M +326,841 New
LPL Financial
2
LPL Financial
California
$5.17M +$2.52M +130,785 +97%
Invesco
3
Invesco
Georgia
$4.34M -$379K -19,674 -8%
Bank of America
4
Bank of America
North Carolina
$3.25M +$528K +27,377 +19%
Cohen & Steers
5
Cohen & Steers
New York
$3.06M -$287K -14,889 -9%
GC
6
Guggenheim Capital
Illinois
$2.11M -$341K -17,693 -14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.02M +$640K +33,162 +167%
YMRC
8
Yorktown Management & Research Company
Virginia
$786K
Wells Fargo
9
Wells Fargo
California
$780K +$19.3K +1,000 +3%
Ameriprise
10
Ameriprise
Minnesota
$738K +$74.1K +3,843 +11%
LCM
11
Laurion Capital Management
New York
$682K +$687K +35,601 New
Morgan Stanley
12
Morgan Stanley
New York
$595K -$47.4K -2,459 -7%
CIA
13
Capital Investment Advisors
Georgia
$589K +$116 +6 +0%
IH
14
IFC Holdings
Florida
$390K +$151K +7,850 +63%
SIA
15
Sit Investment Associates
Minnesota
$356K -$127K -6,596 -26%
NPC
16
National Planning Corporation
California
$315K +$307K +15,900 New
RJA
17
Raymond James & Associates
Florida
$249K +$37.5K +1,943 +18%
UBS Group
18
UBS Group
Switzerland
$157K -$26.6K -1,380 -14%
MFS
19
MSI Financial Services
Massachusetts
$112K +$98.9K +5,130 +728%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$84K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$43K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$39K +$4.71K +244 +14%
SA
23
SRH Advisors
Kansas
$38K
NFG
24
Next Financial Group
Texas
$25K
Creative Planning
25
Creative Planning
Kansas
$19K

FLC Hedge Fund Activity: Q4 2015 in Review

29 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2015, worth a combined $31.2M — up 43% from $21.9M a quarter earlier.

Fund positioning in FLC was balanced in Q4 2015: 6 funds opened new positions, 6 closed out, 10 added to existing stakes and 6 trimmed.

The largest buyer was NWAM LLC, opening a new position worth an estimated $6.3M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $452K sold.

  • 29 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2015, down from 30 in Q3 2015.
  • Funds reported $31.2M of Flaherty & Crumrine Total Return Fund stock for Q4 2015, up 43% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2015 and 6 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2015 was NWAM LLC, an estimated $6.3M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2015 was Curi RMB Capital, an estimated $452K sold.

Based on aggregated 13F filings for Q4 2015.