FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

29 hedge funds and large institutions have $29.7M invested in Flaherty & Crumrine Total Return Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
9
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
+$5.95M
2
Bank of America
Bank of America
North Carolina
+$3.65M
3
LCM
Laurion Capital Management
New York
+$2.03M
4
LPL Financial
LPL Financial
California
+$131K
5
Citigroup
Citigroup
New York
+$113K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$1.04M
2
Invesco
Invesco
Georgia
-$544K
3
GC
Guggenheim Capital
Illinois
-$437K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$330K
5
TC
TFS Capital
Pennsylvania
-$209K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$10.6M +$3.65M +183,530 +52%
NL
2
NWAM LLC
Washington
$5.95M +$5.95M +299,205 New
LPL Financial
3
LPL Financial
California
$2.71M +$131K +6,545 +5%
LCM
4
Laurion Capital Management
New York
$2.03M +$2.03M +102,303 New
Invesco
5
Invesco
Georgia
$1.64M -$544K -27,353 -25%
GWM
6
Geneos Wealth Management
Colorado
$1.15M -$159K -8,001 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.06M -$206K -10,369 -16%
Ameriprise
8
Ameriprise
Minnesota
$996K +$25.1K +1,265 +3%
Wells Fargo
9
Wells Fargo
California
$795K +$73.1K +3,682 +10%
GC
10
Guggenheim Capital
Illinois
$385K -$437K -21,985 -53%
Morgan Stanley
11
Morgan Stanley
New York
$342K -$107K -5,396 -24%
IH
12
IFC Holdings
Florida
$326K – – –
Cohen & Steers
13
Cohen & Steers
New York
$313K -$1.04M -52,181 -77%
CIA
14
Capital Investment Advisors
Georgia
$307K -$7.45K -375 -2%
RJA
15
Raymond James & Associates
Florida
$248K – – –
SIA
16
Sit Investment Associates
Minnesota
$199K – – –
Citigroup
17
Citigroup
New York
$113K +$113K +5,681 New
UBS Group
18
UBS Group
Switzerland
$105K -$177K -8,910 -63%
MFS
19
MSI Financial Services
Massachusetts
$99K +$4.53K +228 +5%
WT
20
Whittier Trust
California
$60K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$60K +$19.9K +990 +50%
SA
22
SRH Advisors
Kansas
$40K – – –
BAM
23
Bruderman Asset Management
New York
$39K +$5.31K +268 +16%
DADC
24
D.A. Davidson & Co
Montana
$29K +$8.29K +420 +40%
NFG
25
Next Financial Group
Texas
$27K – – –
1
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