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FLC

Flaherty & Crumrine Total Return Fund

29 hedge funds and large institutions have $29.7M invested in Flaherty & Crumrine Total Return Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $22.1M → $29.7M (+$7.55M)

4.43% more ownership

Funds ownership: 10.63%15.07% (+4.4%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

3% less funds holding

Funds holding: 3029 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
9
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.6M +$3.71M +183,530 +52%
NL
2
NWAM LLC
Washington
$5.95M +$6.05M +299,205 New
LPL Financial
3
LPL Financial
California
$2.71M +$132K +6,545 +5%
LCM
4
Laurion Capital Management
New York
$2.03M +$2.07M +102,303 New
Invesco
5
Invesco
Georgia
$1.64M -$553K -27,353 -25%
GWM
6
Geneos Wealth Management
Colorado
$1.15M -$162K -8,001 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.05M -$210K -10,369 -16%
Ameriprise
8
Ameriprise
Minnesota
$996K +$25.6K +1,265 +3%
Wells Fargo
9
Wells Fargo
California
$795K +$74.5K +3,682 +10%
GC
10
Guggenheim Capital
Illinois
$385K -$445K -21,985 -53%
Morgan Stanley
11
Morgan Stanley
New York
$342K -$109K -5,396 -24%
IH
12
IFC Holdings
Florida
$326K
Cohen & Steers
13
Cohen & Steers
New York
$313K -$1.06M -52,181 -77%
CIA
14
Capital Investment Advisors
Georgia
$307K -$7.58K -375 -2%
RJA
15
Raymond James & Associates
Florida
$248K
SIA
16
Sit Investment Associates
Minnesota
$199K
Citigroup
17
Citigroup
New York
$113K +$115K +5,681 New
UBS Group
18
UBS Group
Switzerland
$105K -$180K -8,910 -63%
MFS
19
MSI Financial Services
Massachusetts
$99K +$4.61K +228 +5%
WT
20
Whittier Trust
California
$60K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$60K +$20K +990 +50%
SA
22
SRH Advisors
Kansas
$40K
BAM
23
Bruderman Asset Management
New York
$39K +$5.42K +268 +16%
DADC
24
D.A. Davidson & Co
Montana
$29K +$8.49K +420 +40%
NFG
25
Next Financial Group
Texas
$27K

FLC Hedge Fund Activity: Q4 2016 in Review

29 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2016, worth a combined $29.7M — up 34% from $22.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FLC and 3 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 9 added.

The largest buyer was NWAM LLC, opening a new position worth an estimated $6.05M. The largest seller was Cohen & Steers, cutting an estimated $1.06M.

  • 29 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2016, down from 30 in Q3 2016.
  • Funds reported $29.7M of Flaherty & Crumrine Total Return Fund stock for Q4 2016, up 34% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2016 and 4 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2016 was NWAM LLC, an estimated $6.05M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2016 was Cohen & Steers, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2016.