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FLC

Flaherty & Crumrine Total Return Fund

30 hedge funds and large institutions have $21.9M invested in Flaherty & Crumrine Total Return Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

15% more funds holding

Funds holding: 2630 (+4)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

2.97% less ownership

Funds ownership: 14.83%11.87% (-3%)

24% less capital invested

Capital invested by funds: $28.7M → $21.9M (-$6.79M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
9
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$4.58M -$222K -11,615 -5%
Cohen & Steers
2
Cohen & Steers
New York
$3.25M -$141K -7,378 -4%
Bank of America
3
Bank of America
North Carolina
$2.65M +$466K +24,447 +21%
LPL Financial
4
LPL Financial
California
$2.54M +$954 +50 +0%
GC
5
Guggenheim Capital
Illinois
$2.38M -$1.15M -60,511 -32%
YMRC
6
Yorktown Management & Research Company
Virginia
$763K +$782K +41,000 New
Wells Fargo
7
Wells Fargo
California
$739K +$259K +13,597 +52%
Ameriprise
8
Ameriprise
Minnesota
$645K +$70.6K +3,700 +12%
Morgan Stanley
9
Morgan Stanley
New York
$623K -$6.75K -354 -1%
MCC
10
Mid Continent Capital
Illinois
$605K +$143K +7,500 +30%
CIA
11
Capital Investment Advisors
Georgia
$572K -$47K -2,465 -7%
SIA
12
Sit Investment Associates
Minnesota
$469K +$290K +15,180 +152%
CRC
13
Curi RMB Capital
Illinois
$452K +$463K +24,258 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$370K +$76K +3,982 +25%
WAM
15
Wolverine Asset Management
Illinois
$326K +$334K +17,518 New
IH
16
IFC Holdings
Florida
$233K +$47.1K +2,470 +25%
RJA
17
Raymond James & Associates
Florida
$206K -$301K -15,757 -59%
UBS Group
18
UBS Group
Switzerland
$179K -$251K -13,146 -58%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$81K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$42K +$43.1K +2,258 New
JWM
21
Jackson Wealth Management
Florida
$40K +$41.4K +2,168 New
SA
22
SRH Advisors
Kansas
$37K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$33K -$18.5K -970 -36%
NFG
24
Next Financial Group
Texas
$24K
HF
25
Hoxton Financial
West Virginia
$19K

FLC Hedge Fund Activity: Q3 2015 in Review

30 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2015, worth a combined $21.9M — down 24% from $28.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FLC positions and 3 closed out — a net gain of 4 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Yorktown Management & Research Company, opening a new position worth an estimated $782K. The largest seller was NWAM LLC, exiting entirely with an estimated $6.63M sold.

  • 30 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2015, up from 26 in Q2 2015.
  • Funds reported $21.9M of Flaherty & Crumrine Total Return Fund stock for Q3 2015, down 24% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2015 and 3 closed out, a net change of +4 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2015 was Yorktown Management & Research Company, an estimated $782K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2015 was NWAM LLC, an estimated $6.63M sold.

Based on aggregated 13F filings for Q3 2015.