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FLC

Flaherty & Crumrine Total Return Fund

31 hedge funds and large institutions have $30.4M invested in Flaherty & Crumrine Total Return Fund in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.53% less ownership

Funds ownership: 15.22%13.69% (-1.5%)

11% less capital invested

Capital invested by funds: $34M → $30.4M (-$3.6M)

14% less funds holding

Funds holding: 3631 (-5)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
31
Holders Change
-5
Holders Change %
-13.89%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12M -$1.26M -55,792 -9%
NL
2
NWAM LLC
Washington
$6.71M -$267K -11,850 -4%
Invesco
3
Invesco
Georgia
$3.12M -$427K -18,910 -12%
LPL Financial
4
LPL Financial
California
$1.96M -$124K -5,496 -6%
UBS Group
5
UBS Group
Switzerland
$831K +$138K +6,118 +20%
Wells Fargo
6
Wells Fargo
California
$721K +$54.6K +2,420 +8%
GWM
7
Geneos Wealth Management
Colorado
$712K -$4.76K -211 -0.7%
SIA
8
Sit Investment Associates
Minnesota
$529K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$388K -$39K -1,731 -9%
HighTower Advisors
10
HighTower Advisors
Illinois
$373K +$496 +22 +0.1%
WS
11
Wedbush Securities
California
$343K +$30.4K +1,350 +10%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$313K -$39.4K -1,745 -11%
EPA
13
Element Pointe Advisors
Florida
$313K
CIA
14
Capital Investment Advisors
Georgia
$293K -$5.41K -240 -2%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$291K
SFS
16
Sowell Financial Services
Arkansas
$266K +$227K +10,084 +551%
Truist Financial
17
Truist Financial
North Carolina
$246K +$249K +11,043 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$219K -$609 -27 -0.3%
Morgan Stanley
19
Morgan Stanley
New York
$162K -$225K -9,990 -58%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$129K +$8.57K +380 +7%
PFBT
21
Parkside Financial Bank & Trust
Missouri
$98K +$99.6K +4,416 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$80K
WT
23
Whittier Trust
California
$67K
AF
24
Advisornet Financial
Minnesota
$53K
AG
25
Advisor Group
Arizona
$44K

FLC Hedge Fund Activity: Q4 2019 in Review

31 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2019, worth a combined $30.4M — down 11% from $34M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FLC and 2 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 6 added.

The largest buyer was Truist Financial, opening a new position worth an estimated $249K. The largest seller was Bank of America, cutting an estimated $1.26M.

  • 31 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2019, down from 36 in Q3 2019.
  • Funds reported $30.4M of Flaherty & Crumrine Total Return Fund stock for Q4 2019, down 11% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2019 and 6 closed out, a net change of -4 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2019 was Truist Financial, an estimated $249K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2019 was Bank of America, an estimated $1.26M sold.

Based on aggregated 13F filings for Q4 2019.