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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$21.5M +$1.55M +91,436 +8%
Bank of America
2
Bank of America
North Carolina
$4.41M -$224K -13,222 -5%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$4.08M +$715K +42,263 +21%
AAM
4
Advisors Asset Management
Colorado
$3.9M -$109K -6,441 -3%
NWMP
5
Noble Wealth Management PBC
Colorado
$3.82M +$140K +8,257 +4%
SFS
6
Sowell Financial Services
Arkansas
$3.46M -$52.6K -3,111 -1%
LPL Financial
7
LPL Financial
California
$2.66M +$18.3K +1,083 +0.7%
Invesco
8
Invesco
Georgia
$2.2M +$86.5K +5,117 +4%
SAM
9
Smith Asset Management
Florida
$2.1M -$35.9K -2,120 -2%
GC
10
Guggenheim Capital
Illinois
$1.7M +$78.9K +4,665 +5%
Morgan Stanley
11
Morgan Stanley
New York
$1.64M +$71.3K +4,214 +5%
CI
12
Ceera Investments
Texas
$1.18M +$613K +36,260 +108%
Fiera Capital (Canada)
13
Fiera Capital (Canada)
Quebec, Canada
$1.18M +$31.6K +1,871 +3%
CEFA
14
Closed-End Fund Advisors
Virginia
$786K +$24.7K +1,460 +3%
Focus Partners Wealth
15
Focus Partners Wealth
Massachusetts
$732K +$3.87K +229 +0.5%
Wells Fargo
16
Wells Fargo
California
$716K -$31.9K -1,886 -4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$682K -$10.1K -597 -1%
FFA
18
Farther Finance Advisors
California
$428K +$423K +25,000 +7,062%
SFG
19
Seamount Financial Group
Colorado
$351K
Osaic Holdings
20
Osaic Holdings
Arizona
$329K +$39.3K +2,326 +14%
MCFP
21
Mallini Complete Financial Planning
Florida
$317K +$3.06K +181 +1%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$297K +$297K +17,578 New
Raymond James Financial
23
Raymond James Financial
Florida
$284K +$254 +15 +0.1%
RAM
24
Readystate Asset Management
Illinois
$261K +$261K +15,420 New
HighTower Advisors
25
HighTower Advisors
Illinois
$248K