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Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.74M -$954K -50,794 -12%
Sowell Financial Services
2
Sowell Financial Services
Arkansas
$4.17M +$4.37M +232,477 New
LPL Financial
3
LPL Financial
California
$1.74M +$36K +1,918 +2%
Invesco
4
Invesco
Georgia
$1.5M -$268K -14,276 -15%
UBS Group
5
UBS Group
Switzerland
$510K -$52K -2,768 -9%
Steward Partners Investment Advisory
6
Steward Partners Investment Advisory
New York
$474K -$344K -18,290 -41%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$450K – – –
Geneos Wealth Management
8
Geneos Wealth Management
Colorado
$398K -$16.4K -875 -4%
Wells Fargo
9
Wells Fargo
California
$380K -$3.23K -172 -0.8%
Ceera Investments
10
Ceera Investments
Texas
$330K -$6.76K -360 -2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$286K +$299K +15,928 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$281K -$267K -14,235 -48%
Wedbush Securities
13
Wedbush Securities
California
$269K +$46K +2,450 +20%
Cetera Advisor Networks
14
Cetera Advisor Networks
California
$257K -$11.6K -615 -4%
Morgan Stanley
15
Morgan Stanley
New York
$248K +$1.03K +55 +0.4%
Capital Investment Advisors
16
Capital Investment Advisors
Georgia
$232K +$243K +12,920 New
NewEdge Advisors
17
NewEdge Advisors
Louisiana
$205K +$216K +11,479 New
Ameritas Advisory Services
18
Ameritas Advisory Services
Nebraska
$196K +$4.92K +262 +2%
Osaic Holdings
19
Osaic Holdings
Arizona
$182K +$94 +5 +0%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$81K – – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$64K – – –
Whittier Trust
22
Whittier Trust
California
$54K – – –
Cascade Investment Advisors
23
Cascade Investment Advisors
Oregon
$48.4K – – –
CX Institutional
24
CX Institutional
Indiana
$39K +$40.4K +2,151 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$19K -$63.4K -3,376 -76%