Northwestern Mutual Wealth Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$5.13K	Hold	309	–	–	﹤0.01%	3303
2025 Q4	$5.41K	Buy	+309	New	+$5.42K	﹤0.01%	3203
2025 Q2	–	Sell	-700	Closed	-$11.7K	–	3780
2025 Q1	$11.7K	Hold	700	–	–	﹤0.01%	2688
2024 Q4	$11.7K	Hold	700	–	–	﹤0.01%	2689
2024 Q3	$12.1K	Sell	700 -9,936	-93%	-$162K	﹤0.01%	2621
2024 Q2	$165K	Buy	10,636 +1,100	+12%	+$16.7K	﹤0.01%	1639
2024 Q1	$147K	Buy	+9,536	New	+$143K	﹤0.01%	1666
2023 Q4	–	Sell	-2	Closed	-$18	–	3538
2023 Q3	$18	Sell	2 -179	-99%	-$2.53K	﹤0.01%	3244
2023 Q2	$2.61K	Buy	+181	New	+$2.61K	﹤0.01%	2938
2022 Q4	–	Sell	-2,260	Closed	-$35K	–	3366
2022 Q3	$35K	Buy	2,260 +1,186	+110%	+$21K	﹤0.01%	2016
2022 Q2	$19K	Sell	1,074 -3,376	-76%	-$63.4K	﹤0.01%	2271
2022 Q1	$89K	Sell	4,450 -3,771	-46%	-$78.6K	﹤0.01%	1759
2021 Q4	$187K	Buy	8,221 +8,071	+5,381%	+$189K	﹤0.01%	1465
2021 Q3	$4K	Hold	150	–	–	﹤0.01%	2713
2021 Q2	$4K	Hold	150	–	–	﹤0.01%	2688
2021 Q1	$4K	Hold	150	–	–	﹤0.01%	2483
2020 Q4	$4K	Buy	+150	New	+$3.39K	﹤0.01%	2405
2020 Q2	–	Sell	-1,357	Closed	-$22K	–	2488
2020 Q1	$22K	Sell	1,357 -215	-14%	-$4.53K	﹤0.01%	1667
2019 Q4	$35K	Hold	1,572	–	–	﹤0.01%	1566
2019 Q3	$35K	Buy	1,572 +215	+16%	+$4.58K	﹤0.01%	1531
2019 Q2	$28K	Hold	1,357	–	–	﹤0.01%	1598
2019 Q1	$26K	Hold	1,357	–	–	﹤0.01%	1607
2018 Q4	$23K	Sell	1,357 -2,500	-65%	-$43.9K	﹤0.01%	1539
2018 Q3	$72K	Hold	3,857	–	–	﹤0.01%	1158
2018 Q2	$75K	Hold	3,857	–	–	﹤0.01%	1089
2018 Q1	$76K	Hold	3,857	–	–	﹤0.01%	1045
2017 Q4	$83K	Hold	3,857	–	–	﹤0.01%	980
2017 Q3	$83K	Buy	+3,857	New	+$83.5K	﹤0.01%	943
2016 Q3	–	Sell	-4,375	Closed	-$96K	–	647
2016 Q2	$96K	Hold	4,375	–	–	﹤0.01%	739
2016 Q1	$89K	Hold	4,375	–	–	﹤0.01%	733
2015 Q4	$84K	Hold	4,375	–	–	﹤0.01%	665
2015 Q3	$81K	Hold	4,375	–	–	﹤0.01%	622
2015 Q2	$85K	Sell	4,375 -1,225	-22%	-$25K	﹤0.01%	581
2015 Q1	$114K	Buy	+5,600	New	+$115K	﹤0.01%	520

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Northwestern Mutual Wealth Management's FLC Position: Q1 2026 in Review

Northwestern Mutual Wealth Management held its Flaherty & Crumrine Total Return Fund (FLC) position steady in Q1 2026 at 309 shares worth $5.13K. The position accounts for ﹤0.01% of the portfolio, ranked #3303.

Northwestern Mutual Wealth Management first reported a position in FLC in Q1 2015 and has held it in 34 quarters since. The position peaked at $187K in Q4 2021. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

Northwestern Mutual Wealth Management held 309 shares of Flaherty & Crumrine Total Return Fund worth $5.13K as of Q1 2026.
Northwestern Mutual Wealth Management left its Flaherty & Crumrine Total Return Fund share count unchanged in Q1 2026.
Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Northwestern Mutual Wealth Management's portfolio in Q1 2026, its #3303 holding.
Northwestern Mutual Wealth Management first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2015 and has held it in 34 quarters since.
Northwestern Mutual Wealth Management's Flaherty & Crumrine Total Return Fund position peaked at $187K in Q4 2021.
50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2026, filed 7 May 2026.