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FLC

Flaherty & Crumrine Total Return Fund

33 hedge funds and large institutions have $32.8M invested in Flaherty & Crumrine Total Return Fund in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.33% less ownership

Funds ownership: 18.58%16.25% (-2.3%)

6% less funds holding

Funds holding: 3533 (-2)

7% less capital invested

Capital invested by funds: $35.3M → $32.8M (-$2.49M)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.9M -$801K -40,617 -7%
NL
2
NWAM LLC
Washington
$6.38M -$19.7K -1,000 -0.3%
SIA
3
Sit Investment Associates
Minnesota
$3.76M -$2.56M -129,995 -41%
Invesco
4
Invesco
Georgia
$3.18M -$408K -20,695 -12%
LPL Financial
5
LPL Financial
California
$1.8M +$7.36K +373 +0.4%
RCM
6
Robinson Capital Management
Michigan
$891K +$247K +12,545 +41%
GWM
7
Geneos Wealth Management
Colorado
$663K -$27K -1,370 -4%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$637K -$134K -6,800 -18%
Wells Fargo
9
Wells Fargo
California
$622K -$69K -3,499 -10%
Cohen & Steers
10
Cohen & Steers
New York
$422K
UBS Group
11
UBS Group
Switzerland
$404K +$261K +13,240 +198%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$390K +$12.6K +639 +3%
Morgan Stanley
13
Morgan Stanley
New York
$353K -$22.6K -1,147 -6%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$320K -$67.1K -3,400 -18%
CIA
15
Capital Investment Advisors
Georgia
$316K
HighTower Advisors
16
HighTower Advisors
Illinois
$295K -$46.1K -2,338 -14%
EPA
17
Element Pointe Advisors
Florida
$288K
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$266K
BTS
19
BB&T Securities
Virginia
$251K -$2.8K -142 -1%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$194K +$43.8K +2,221 +30%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$110K +$6.21K +315 +6%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$88K -$174K -8,836 -67%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$74K
WT
24
Whittier Trust
California
$61K
AF
25
Advisornet Financial
Minnesota
$49K

FLC Hedge Fund Activity: Q2 2019 in Review

33 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2019, worth a combined $32.8M — down 7% from $35.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FLC and 1 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 8 added.

The largest buyer was UBS Group, adding an estimated $261K. The largest seller was Sit Investment Associates, cutting an estimated $2.56M.

  • 33 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2019, down from 35 in Q1 2019.
  • Funds reported $32.8M of Flaherty & Crumrine Total Return Fund stock for Q2 2019, down 7% quarter-over-quarter.
  • 1 fund opened new Flaherty & Crumrine Total Return Fund positions in Q2 2019 and 3 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2019 was UBS Group, an estimated $261K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2019 was Sit Investment Associates, an estimated $2.56M sold.

Based on aggregated 13F filings for Q2 2019.