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FLC

Flaherty & Crumrine Total Return Fund

36 hedge funds and large institutions have $28.2M invested in Flaherty & Crumrine Total Return Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

0.37% less ownership

Funds ownership: 12.66%12.29% (-0.37%)

8% less funds holding

Funds holding: 3936 (-3)

8% less capital invested

Capital invested by funds: $30.5M → $28.2M (-$2.36M)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.4M +$317K +13,523 +3%
SFS
2
Sowell Financial Services
Arkansas
$3.96M -$1.44M -61,628 -26%
Invesco
3
Invesco
Georgia
$2.12M -$4.62K -197 -0.2%
LPL Financial
4
LPL Financial
California
$2.11M +$57.2K +2,440 +3%
SPIA
5
Steward Partners Investment Advisory
New York
$1.62M -$82K -3,500 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$682K +$22.5K +962 +3%
GWM
7
Geneos Wealth Management
Colorado
$590K -$81.9K -3,493 -12%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$572K
UBS Group
9
UBS Group
Switzerland
$568K +$51.1K +2,179 +10%
Wells Fargo
10
Wells Fargo
California
$523K +$7.15K +305 +1%
WAM
11
Wolverine Asset Management
Illinois
$500K +$461K +19,687 +873%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$466K +$13.1K +561 +3%
CI
13
Ceera Investments
Texas
$428K
NL
14
NWAM LLC
Washington
$416K -$117K -5,000 -22%
CAN
15
Cetera Advisor Networks
California
$387K -$19.1K -816 -5%
WS
16
Wedbush Securities
California
$366K
HighTower Advisors
17
HighTower Advisors
Illinois
$268K -$40.9K -1,746 -13%
MAG
18
MRA Advisory Group
New Jersey
$247K +$9.96K +425 +4%
Morgan Stanley
19
Morgan Stanley
New York
$245K +$21.7K +928 +9%
AAS
20
Ameritas Advisory Services
Nebraska
$241K +$248K +10,576 New
CIA
21
Capital Investment Advisors
Georgia
$233K -$23.4K -1,000 -9%
AF
22
Advisornet Financial
Minnesota
$210K +$516 +22 +0.2%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$187K +$189K +8,071 +5,381%
Osaic Holdings
24
Osaic Holdings
Arizona
$181K +$9.68K +413 +5%
SIA
25
Sit Investment Associates
Minnesota
$177K +$182K +7,785 New

FLC Hedge Fund Activity: Q4 2021 in Review

36 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2021, worth a combined $28.2M — down 7.7% from $30.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FLC and 5 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Wolverine Asset Management, adding an estimated $461K. The largest seller was Sowell Financial Services, cutting an estimated $1.44M.

  • 36 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2021, down from 39 in Q3 2021.
  • Funds reported $28.2M of Flaherty & Crumrine Total Return Fund stock for Q4 2021, down 7.7% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2021 and 7 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2021 was Wolverine Asset Management, an estimated $461K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2021 was Sowell Financial Services, an estimated $1.44M sold.

Based on aggregated 13F filings for Q4 2021.