FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

35 hedge funds and large institutions have $29.6M invested in Flaherty & Crumrine Total Return Fund in 2024 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$4.32M
2
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$980K
3
Pathstone Holdings
Pathstone Holdings
New Jersey
$1.53M
4
Bank of America
Bank of America
North Carolina
$5.51M
5
GC
Guggenheim Capital
Illinois
$336K

Top Sellers

1
SCM
Saba Capital Management
New York
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
AA
AQR Arbitrage
Connecticut
$2.26M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
5
SFS
Sowell Financial Services
Arkansas
$3.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$5.51M +$604K +34,942 +12%
SIA
2
Sit Investment Associates
Minnesota
$4.32M +$1.65M +95,684 +62%
SFS
3
Sowell Financial Services
Arkansas
$3.4M -$198K -11,450 -6%
Invesco
4
Invesco
Georgia
$2.39M -$175K -10,133 -7%
LPL Financial
5
LPL Financial
California
$2.37M +$216K +12,504 +10%
AA
6
AQR Arbitrage
Connecticut
$2.26M -$370K -21,399 -14%
MC
7
Matisse Capital
Oregon
$1.65M – – –
Pathstone Holdings
8
Pathstone Holdings
New Jersey
$1.53M +$928K +53,648 +154%
Kovitz Investment Group Partners
9
Kovitz Investment Group Partners
Illinois
$980K +$980K +56,655 New
Morgan Stanley
10
Morgan Stanley
New York
$812K +$305K +17,622 +60%
UBS Group
11
UBS Group
Switzerland
$674K +$273K +15,761 +68%
SFG
12
Seamount Financial Group
Colorado
$392K – – –
PFA
13
Pathway Financial Advisers
Indiana
$388K -$74.6K -4,317 -16%
HighTower Advisors
14
HighTower Advisors
Illinois
$363K +$96.2K +5,574 +36%
GC
15
Guggenheim Capital
Illinois
$336K +$336K +19,431 New
Wells Fargo
16
Wells Fargo
California
$277K -$12.1K -700 -4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$249K +$552 +32 +0.2%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$217K – – –
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$213K +$432 +25 +0.2%
NA
20
NewEdge Advisors
Louisiana
$203K +$138 +8 +0.1%
RJA
21
Raymond James & Associates
Florida
$199K +$207 +12 +0.1%
CIA
22
Capital Investment Advisors
Georgia
$194K – – –
CCG
23
Catalina Capital Group
California
$178K +$178K +10,277 New
MAG
24
MRA Advisory Group
New Jersey
$177K +$177K +10,234 New
Osaic Holdings
25
Osaic Holdings
Arizona
$130K +$10K +580 +8%
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