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FLC

Flaherty & Crumrine Total Return Fund

35 hedge funds and large institutions have $29.6M invested in Flaherty & Crumrine Total Return Fund in 2024 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

13% more capital invested

Capital invested by funds: $26.3M → $29.6M (+$3.32M)

0.19% more ownership

Funds ownership: 16.2%16.39% (+0.19%)

5% less funds holding

Funds holding: 3735 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.51M +$570K +34,942 +12%
SIA
2
Sit Investment Associates
Minnesota
$4.32M +$1.56M +95,684 +62%
SFS
3
Sowell Financial Services
Arkansas
$3.4M -$187K -11,450 -6%
Invesco
4
Invesco
Georgia
$2.39M -$165K -10,133 -7%
LPL Financial
5
LPL Financial
California
$2.37M +$204K +12,504 +10%
AA
6
AQR Arbitrage
Connecticut
$2.26M -$349K -21,399 -14%
MC
7
Matisse Capital
Oregon
$1.65M
Pathstone Holdings
8
Pathstone Holdings
New Jersey
$1.53M +$875K +53,648 +154%
Kovitz Investment Group Partners
9
Kovitz Investment Group Partners
Illinois
$980K +$924K +56,655 New
Morgan Stanley
10
Morgan Stanley
New York
$812K +$287K +17,622 +60%
UBS Group
11
UBS Group
Switzerland
$674K +$257K +15,761 +68%
SFG
12
Seamount Financial Group
Colorado
$392K
PFA
13
Pathway Financial Advisers
Indiana
$388K -$70.4K -4,317 -16%
HighTower Advisors
14
HighTower Advisors
Illinois
$363K +$90.9K +5,574 +36%
GC
15
Guggenheim Capital
Illinois
$336K +$317K +19,431 New
Wells Fargo
16
Wells Fargo
California
$277K -$11.4K -700 -4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$249K +$522 +32 +0.2%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$217K
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$213K +$408 +25 +0.2%
NA
20
NewEdge Advisors
Louisiana
$203K +$130 +8 +0.1%
RJA
21
Raymond James & Associates
Florida
$199K +$196 +12 +0.1%
CIA
22
Capital Investment Advisors
Georgia
$194K
CCG
23
Catalina Capital Group
California
$178K +$168K +10,277 New
MAG
24
MRA Advisory Group
New Jersey
$177K +$167K +10,234 New
Osaic Holdings
25
Osaic Holdings
Arizona
$130K +$9.46K +580 +8%

FLC Hedge Fund Activity: Q3 2024 in Review

35 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2024, worth a combined $29.6M — up 13% from $26.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FLC and 4 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 15 added.

The largest buyer was Sit Investment Associates, adding an estimated $1.56M. The largest seller was Saba Capital Management, exiting entirely with an estimated $2.32M sold.

  • 35 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2024, down from 37 in Q2 2024.
  • Funds reported $29.6M of Flaherty & Crumrine Total Return Fund stock for Q3 2024, up 13% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2024 and 6 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2024 was Sit Investment Associates, an estimated $1.56M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2024 was Saba Capital Management, an estimated $2.32M sold.

Based on aggregated 13F filings for Q3 2024.