FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

29 hedge funds and large institutions have $31.9M invested in Flaherty & Crumrine Total Return Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
5
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$4.02M
2
Ameriprise
Ameriprise
Minnesota
$1.09M
3
AIG
American International Group
New York
$72K
4
WT
Whittier Trust
California
$61K
5
Morgan Stanley
Morgan Stanley
New York
$653K

Top Sellers

1
LCM
Laurion Capital Management
New York
$0
2
NL
NWAM LLC
Washington
$6.16M
3
Invesco
Invesco
Georgia
$4.24M
4
NPC
National Planning Corporation
California
$0
5
GC
Guggenheim Capital
Illinois
$2.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
1
NWAM LLC
Washington
$6.16M -$472K -23,282 -7%
LPL Financial
2
LPL Financial
California
$5.26M -$158K -7,756 -3%
Invesco
3
Invesco
Georgia
$4.24M -$349K -17,221 -8%
Bank of America
4
Bank of America
North Carolina
$4.02M +$583K +28,767 +17%
Cohen & Steers
5
Cohen & Steers
New York
$3.09M -$153K -7,544 -5%
GC
6
Guggenheim Capital
Illinois
$2.01M -$220K -10,828 -10%
Ameriprise
7
Ameriprise
Minnesota
$1.09M +$309K +15,286 +40%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.06M -$20.5K -1,013 -2%
GWM
9
Geneos Wealth Management
Colorado
$768K +$768K +37,857 New
YMRC
10
Yorktown Management & Research Company
Virginia
$747K -$84.7K -4,176 -10%
Wells Fargo
11
Wells Fargo
California
$714K -$112K -5,499 -14%
Morgan Stanley
12
Morgan Stanley
New York
$653K +$24.1K +1,186 +4%
CIA
13
Capital Investment Advisors
Georgia
$593K -$30K -1,482 -5%
IH
14
IFC Holdings
Florida
$411K – – –
RJA
15
Raymond James & Associates
Florida
$274K +$10.2K +500 +4%
SIA
16
Sit Investment Associates
Minnesota
$203K -$174K -8,584 -46%
UBS Group
17
UBS Group
Switzerland
$141K -$24.9K -1,230 -15%
MFS
18
MSI Financial Services
Massachusetts
$118K +$141 +7 +0.1%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$89K – – –
AIG
20
American International Group
New York
$72K +$72K +3,565 New
WT
21
Whittier Trust
California
$61K +$61K +3,000 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$46K – – –
SA
23
SRH Advisors
Kansas
$41K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$40K – – –
Creative Planning
25
Creative Planning
Kansas
$13K -$6.49K -327 -33%
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