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FLC

Flaherty & Crumrine Total Return Fund

36 hedge funds and large institutions have $34M invested in Flaherty & Crumrine Total Return Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

9% more funds holding

Funds holding: 3336 (+3)

4% more capital invested

Capital invested by funds: $32.8M → $34M (+$1.16M)

1.03% less ownership

Funds ownership: 16.25%15.22% (-1%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.3M +$1.23M +57,625 +11%
NL
2
NWAM LLC
Washington
$7.02M -$38.2K -1,790 -0.6%
Invesco
3
Invesco
Georgia
$3.56M +$42.9K +2,013 +1%
LPL Financial
4
LPL Financial
California
$2.1M +$99K +4,644 +5%
RCM
5
Robinson Capital Management
Michigan
$844K -$116K -5,426 -13%
GWM
6
Geneos Wealth Management
Colorado
$717K -$11.6K -544 -2%
UBS Group
7
UBS Group
Switzerland
$699K +$239K +11,212 +56%
Wells Fargo
8
Wells Fargo
California
$672K -$15.7K -737 -2%
SIA
9
Sit Investment Associates
Minnesota
$533K -$3.44M -161,541 -87%
Cohen & Steers
10
Cohen & Steers
New York
$467K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$430K -$1.51K -71 -0.4%
Morgan Stanley
12
Morgan Stanley
New York
$387K -$3.3K -155 -0.9%
HighTower Advisors
13
HighTower Advisors
Illinois
$372K +$45.2K +2,122 +15%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$354K
EPA
15
Element Pointe Advisors
Florida
$315K -$3.56K -167 -1%
WS
16
Wedbush Securities
California
$315K +$299K +14,050 New
CIA
17
Capital Investment Advisors
Georgia
$300K -$46.9K -2,202 -14%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$295K
BTS
19
BB&T Securities
Virginia
$270K -$5.58K -262 -2%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$221K +$6.61K +310 +3%
CAN
21
Claraphi Advisory Network
United States
$180K +$171K +8,033 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$121K -$448 -21 -0.4%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$80K
WT
24
Whittier Trust
California
$67K
Citigroup
25
Citigroup
New York
$65K +$61.3K +2,874 +26,127%

FLC Hedge Fund Activity: Q3 2019 in Review

36 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2019, worth a combined $34M — up 3.5% from $32.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FLC positions and 2 closed out — a net gain of 3 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $1.23M. The largest seller was Sit Investment Associates, cutting an estimated $3.44M.

  • 36 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2019, up from 33 in Q2 2019.
  • Funds reported $34M of Flaherty & Crumrine Total Return Fund stock for Q3 2019, up 3.5% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2019 and 2 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2019 was Bank of America, an estimated $1.23M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2019 was Sit Investment Associates, an estimated $3.44M sold.

Based on aggregated 13F filings for Q3 2019.