Thomas J. Herzfeld Advisors’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,361	Closed	-$88K	–	266
2019 Q2	$88K	Sell	4,361 -8,836	-67%	-$174K	0.03%	140
2019 Q1	$254K	Buy	+13,197	New	+$247K	0.09%	122

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FLC Position: Q3 2019 in Review

Thomas J. Herzfeld Advisors sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2019, closing a stake of 4,361 shares — an estimated $88K sold.

Thomas J. Herzfeld Advisors first reported a position in FLC in Q1 2019 and held it in 2 quarters. The position peaked at $254K in Q1 2019. 36 funds tracked by Wall St. Rank hold FLC as of Q3 2019.

Thomas J. Herzfeld Advisors reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 4,361 Flaherty & Crumrine Total Return Fund shares in Q3 2019, an estimated $88K.
Thomas J. Herzfeld Advisors first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2019 and held it in 2 quarters.
Thomas J. Herzfeld Advisors's Flaherty & Crumrine Total Return Fund position peaked at $254K in Q1 2019.
36 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.