UBS Group
FLC

UBS Group’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

UBS Group’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$110K Sell
6,649
-2,183
-25% -$38.1K ﹤0.01% 6963
2025
Q4 		$155K Buy
8,832
+1,692
+24% +$29.7K ﹤0.01% 6705
2025
Q3 		$127K Sell
7,140
-1,391
-16% -$24K ﹤0.01% 6962
2025
Q2 		$145K Buy
8,531
+722
+9% +$11.9K ﹤0.01% 6944
2025
Q1 		$131K Sell
7,809
-16,579
-68% -$281K ﹤0.01% 6833
2024
Q4 		$407K Sell
24,388
-14,598
-37% -$247K ﹤0.01% 5989
2024
Q3 		$674K Buy
38,986
+15,761
+68% +$257K ﹤0.01% 4990
2024
Q2 		$361K Buy
23,225
+2,265
+11% +$34.3K ﹤0.01% 5242
2024
Q1 		$324K Sell
20,960
-3,445
-14% -$51.8K ﹤0.01% 5519
2023
Q4 		$355K Sell
24,405
-245
-1% -$3.38K ﹤0.01% 5373
2023
Q3 		$337K Buy
24,650
+2,655
+12% +$37.6K ﹤0.01% 4964
2023
Q2 		$316K Sell
21,995
-1,013
-4% -$14.6K ﹤0.01% 5176
2023
Q1 		$338K Sell
23,008
-6,189
-21% -$102K ﹤0.01% 4987
2022
Q4 		$461K Buy
29,197
+287
+1% +$4.49K ﹤0.01% 4774
2022
Q3 		$452K Buy
28,910
+469
+2% +$8.31K ﹤0.01% 4427
2022
Q2 		$510K Sell
28,441
-2,768
-9% -$52K ﹤0.01% 4248
2022
Q1 		$622K Buy
31,209
+6,291
+25% +$131K ﹤0.01% 4526
2021
Q4 		$568K Buy
24,918
+2,179
+10% +$51.1K ﹤0.01% 4869
2021
Q3 		$546K Buy
22,739
+594
+3% +$14.3K ﹤0.01% 4673
2021
Q2 		$541K Sell
22,145
-11,691
-35% -$284K ﹤0.01% 4660
2021
Q1 		$825K Sell
33,836
-908
-3% -$21.2K ﹤0.01% 4443
2020
Q4 		$823K Sell
34,744
-983
-3% -$22.2K ﹤0.01% 4171
2020
Q3 		$765K Sell
35,727
-1,489
-4% -$31.9K ﹤0.01% 3837
2020
Q2 		$738K Sell
37,216
-908
-2% -$17.4K ﹤0.01% 3790
2020
Q1 		$629K Buy
38,124
+851
+2% +$17.9K ﹤0.01% 3757
2019
Q4 		$831K Buy
37,273
+6,118
+20% +$138K ﹤0.01% 4381
2019
Q3 		$699K Buy
31,155
+11,212
+56% +$239K ﹤0.01% 4270
2019
Q2 		$404K Buy
19,943
+13,240
+198% +$261K ﹤0.01% 4449
2019
Q1 		$129K Sell
6,703
-8,276
-55% -$155K ﹤0.01% 4896
2018
Q4 		$258K Sell
14,979
-989
-6% -$17.4K ﹤0.01% 4754
2018
Q3 		$297K Sell
15,968
-1,576
-9% -$30.7K ﹤0.01% 4759
2018
Q2 		$343K Sell
17,544
-16,318
-48% -$317K ﹤0.01% 4593
2018
Q1 		$670K Sell
33,862
-6,651
-16% -$135K ﹤0.01% 4007
2017
Q4 		$875K Buy
40,513
+5,301
+15% +$113K ﹤0.01% 3892
2017
Q3 		$757K Buy
35,212
+23,334
+196% +$505K ﹤0.01% 3919
2017
Q2 		$265K Buy
11,878
+5,025
+73% +$109K ﹤0.01% 4565
2017
Q1 		$145K Buy
6,853
+1,563
+30% +$32.1K ﹤0.01% 4847
2016
Q4 		$105K Sell
5,290
-8,910
-63% -$180K ﹤0.01% 5255
2016
Q3 		$297K Buy
14,200
+7,382
+108% +$161K ﹤0.01% 4272
2016
Q2 		$149K Sell
6,818
-144
-2% -$3.03K ﹤0.01% 4747
2016
Q1 		$141K Sell
6,962
-1,230
-15% -$24.3K ﹤0.01% 4728
2015
Q4 		$157K Sell
8,192
-1,380
-14% -$26.6K ﹤0.01% 4866
2015
Q3 		$179K Sell
9,572
-13,146
-58% -$251K ﹤0.01% 4722
2015
Q2 		$443K Buy
22,718
+3,289
+17% +$67.2K ﹤0.01% 4228
2015
Q1 		$394K Sell
19,429
-649
-3% -$13.4K ﹤0.01% 4332
2014
Q4 		$397K Buy
+20,078
New +$407K ﹤0.01% 4387

Other funds holding FLC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
SFS
Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SAM
Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group's FLC Position: Q1 2026 in Review

UBS Group reduced its Flaherty & Crumrine Total Return Fund (FLC) stake by 25% in Q1 2026, selling an estimated $38.1K and leaving 6,649 shares worth $110K. The position accounts for ﹤0.01% of the portfolio, ranked #6963.

UBS Group first reported a position in FLC in Q4 2014 and has held it in 46 quarters since. The position peaked at $875K in Q4 2017. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

  • UBS Group held 6,649 shares of Flaherty & Crumrine Total Return Fund worth $110K as of Q1 2026.
  • UBS Group sold 2,183 Flaherty & Crumrine Total Return Fund shares in Q1 2026, an estimated $38.1K.
  • Flaherty & Crumrine Total Return Fund made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #6963 holding.
  • UBS Group first reported a position in Flaherty & Crumrine Total Return Fund in Q4 2014 and has held it in 46 quarters since.
  • UBS Group's Flaherty & Crumrine Total Return Fund position peaked at $875K in Q4 2017.
  • 50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.