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FLC

Flaherty & Crumrine Total Return Fund

31 hedge funds and large institutions have $27.2M invested in Flaherty & Crumrine Total Return Fund in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

7% more capital invested

Capital invested by funds: $25.5M → $27.2M (+$1.71M)

3% more funds holding

Funds holding: 3031 (+1)

0.11% more ownership

Funds ownership: 12.88%12.98% (+0.11%)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.4M +$107K +5,001 +1%
NL
2
NWAM LLC
Washington
$6.14M -$51.5K -2,400 -0.8%
Invesco
3
Invesco
Georgia
$2.19M -$496K -23,114 -18%
LPL Financial
4
LPL Financial
California
$1.74M
UBS Group
5
UBS Group
Switzerland
$765K -$31.9K -1,489 -4%
PAG
6
Private Advisor Group
New Jersey
$739K +$212K +9,907 +40%
GWM
7
Geneos Wealth Management
Colorado
$678K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$528K
SIA
9
Sit Investment Associates
Minnesota
$506K
Wells Fargo
10
Wells Fargo
California
$486K +$21.5K +1,001 +5%
SPIA
11
Steward Partners Investment Advisory
New York
$484K +$485K +22,600 New
WS
12
Wedbush Securities
California
$351K -$54.7K -2,550 -13%
HighTower Advisors
13
HighTower Advisors
Illinois
$320K -$9.95K -464 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$288K
CIA
15
Capital Investment Advisors
Georgia
$281K
CAN
16
Claraphi Advisory Network
United States
$240K +$3.86K +180 +2%
Truist Financial
17
Truist Financial
North Carolina
$236K
Morgan Stanley
18
Morgan Stanley
New York
$198K +$55K +2,564 +38%
Osaic Holdings
19
Osaic Holdings
Arizona
$179K +$3.11K +145 +2%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$78K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$75K
AF
22
Advisornet Financial
Minnesota
$73K
WT
23
Whittier Trust
California
$64K
CIA
24
Cascade Investment Advisors
Oregon
$57.8K
SA
25
SRH Advisors
Kansas
$36K

FLC Hedge Fund Activity: Q3 2020 in Review

31 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2020, worth a combined $27.2M — up 6.7% from $25.5M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new FLC positions and 1 closed out — a net gain of 1 holder — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Steward Partners Investment Advisory, opening a new position worth an estimated $485K. The largest seller was Invesco, cutting an estimated $496K.

  • 31 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2020, up from 30 in Q2 2020.
  • Funds reported $27.2M of Flaherty & Crumrine Total Return Fund stock for Q3 2020, up 6.7% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2020 and 1 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2020 was Steward Partners Investment Advisory, an estimated $485K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2020 was Invesco, an estimated $496K sold.

Based on aggregated 13F filings for Q3 2020.