FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

30 hedge funds and large institutions have $22.1M invested in Flaherty & Crumrine Total Return Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
7
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$7.37M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.33M
3
TC
TFS Capital
Pennsylvania
$209K
4
UBS Group
UBS Group
Switzerland
$297K
5
BAM
Bruderman Asset Management
New York
$36K

Top Sellers

1
NL
NWAM LLC
Washington
$0
2
Invesco
Invesco
Georgia
$2.3M
3
Cohen & Steers
Cohen & Steers
New York
$1.42M
4
GC
Guggenheim Capital
Illinois
$866K
5
Ameriprise
Ameriprise
Minnesota
$1.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$7.37M +$1.66M +79,269 +29%
LPL Financial
2
LPL Financial
California
$2.75M +$33.9K +1,589 +1%
Invesco
3
Invesco
Georgia
$2.3M -$904K -43,145 -28%
Cohen & Steers
4
Cohen & Steers
New York
$1.42M -$847K -40,444 -37%
GWM
5
Geneos Wealth Management
Colorado
$1.38M +$17.1K +819 +1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.33M +$254K +12,112 +24%
Ameriprise
7
Ameriprise
Minnesota
$1.05M -$305K -14,157 -22%
GC
8
Guggenheim Capital
Illinois
$866K -$423K -20,198 -33%
Wells Fargo
9
Wells Fargo
California
$761K -$5.01K -239 -0.7%
Morgan Stanley
10
Morgan Stanley
New York
$474K -$180K -8,573 -27%
IH
11
IFC Holdings
Florida
$344K -$90.6K -4,320 -21%
CIA
12
Capital Investment Advisors
Georgia
$332K -$629 -30 -0.2%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$330K -$21 -1 -0%
UBS Group
14
UBS Group
Switzerland
$297K +$154K +7,382 +108%
RJA
15
Raymond James & Associates
Florida
$262K -$20.8K -993 -7%
SIA
16
Sit Investment Associates
Minnesota
$209K – – –
TC
17
TFS Capital
Pennsylvania
$209K +$209K +10,000 New
MFS
18
MSI Financial Services
Massachusetts
$99K -$12.1K -582 -11%
AG
19
Advisor Group
Arizona
$78K -$251 -12 -0.3%
WT
20
Whittier Trust
California
$63K – – –
SA
21
SRH Advisors
Kansas
$42K – – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$41K – – –
BAM
23
Bruderman Asset Management
New York
$36K +$36K +1,700 New
NFG
24
Next Financial Group
Texas
$28K +$20.9K +1,000 +294%
DADC
25
D.A. Davidson & Co
Montana
$21K +$21K +1,050 New
1
2