GC
FLC

Guggenheim Capital’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Guggenheim Capital’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.59M Buy
96,006
+24,292
+34% +$424K 0.01% 786
2025
Q4 		$1.25M Buy
71,714
+29,927
+72% +$525K 0.01% 830
2025
Q3 		$745K Sell
41,787
-1,054
-2% -$18.2K 0.01% 1027
2025
Q2 		$728K Sell
42,841
-377
-0.9% -$6.21K 0.01% 1009
2025
Q1 		$725K Buy
43,218
+10,593
+32% +$179K 0.01% 1028
2024
Q4 		$545K Buy
32,625
+13,194
+68% +$223K ﹤0.01% 1229
2024
Q3 		$336K Buy
+19,431
New +$317K ﹤0.01% 1568
2019
Q1 		– Sell
-27,757
Closed -$478K – 2185
2018
Q4 		$478K Sell
27,757
-785
-3% -$13.8K ﹤0.01% 1704
2018
Q3 		$531K Sell
28,542
-950
-3% -$18.5K ﹤0.01% 1948
2018
Q2 		$575K Sell
29,492
-8,336
-22% -$162K ﹤0.01% 1883
2018
Q1 		$749K Buy
37,828
+22,094
+140% +$448K ﹤0.01% 2210
2017
Q4 		$340K Buy
+15,734
New +$337K ﹤0.01% 2462
2017
Q3 		– Sell
-9,584
Closed -$214K – 2817
2017
Q2 		$214K Sell
9,584
-5,637
-37% -$123K ﹤0.01% 2629
2017
Q1 		$322K Sell
15,221
-4,139
-21% -$84.9K ﹤0.01% 2541
2016
Q4 		$385K Sell
19,360
-21,985
-53% -$445K ﹤0.01% 2510
2016
Q3 		$866K Sell
41,345
-20,198
-33% -$441K ﹤0.01% 2152
2016
Q2 		$1.35M Sell
61,543
-37,521
-38% -$789K ﹤0.01% 1832
2016
Q1 		$2.01M Sell
99,064
-10,828
-10% -$214K 0.01% 1567
2015
Q4 		$2.11M Sell
109,892
-17,693
-14% -$341K 0.01% 1579
2015
Q3 		$2.38M Sell
127,585
-60,511
-32% -$1.15M 0.01% 1473
2015
Q2 		$3.67M Sell
188,096
-43,199
-19% -$883K 0.01% 1325
2015
Q1 		$4.69M Sell
231,295
-40,535
-15% -$834K 0.01% 1190
2014
Q4 		$5.38M Sell
271,830
-99,976
-27% -$2.03M 0.01% 1088
2014
Q3 		$7.34M Sell
371,806
-68,788
-16% -$1.35M 0.02% 1023
2014
Q2 		$8.83M Sell
440,594
-70,428
-14% -$1.43M 0.02% 907
2014
Q1 		$10.1M Sell
511,022
-93,215
-15% -$1.78M 0.03% 847
2013
Q4 		$11.2M Sell
604,237
-8,720
-1% -$158K 0.03% 791
2013
Q3 		$11.2M Sell
612,957
-25,909
-4% -$486K 0.04% 792
2013
Q2 		$12.4M Buy
+638,866
New +$13.3M 0.05% 654

Other funds holding FLC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
SFS
Sowell Financial Services North Little Rock, Arkansas $2.7B AUM 22.62% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SAM
Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital's FLC Position: Q1 2026 in Review

Guggenheim Capital increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 34% in Q1 2026, buying an estimated $424K and bringing the position to 96,006 shares worth $1.59M. The position accounts for 0.01% of the portfolio, ranked #786.

Guggenheim Capital first reported a position in FLC in Q2 2013 and has held it in 29 quarters since. The position peaked at $12.4M in Q2 2013. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

  • Guggenheim Capital held 96,006 shares of Flaherty & Crumrine Total Return Fund worth $1.59M as of Q1 2026.
  • Guggenheim Capital bought 24,292 Flaherty & Crumrine Total Return Fund shares in Q1 2026, an estimated $424K.
  • Flaherty & Crumrine Total Return Fund made up 0.01% of Guggenheim Capital's portfolio in Q1 2026, its #786 holding.
  • Guggenheim Capital first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 29 quarters since.
  • Guggenheim Capital's Flaherty & Crumrine Total Return Fund position peaked at $12.4M in Q2 2013.
  • 50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.