Guggenheim Capital’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Guggenheim Capital’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.7M	Buy	100,671 +4,665	+5%	+$78.9K	0.01%	802
2026 Q1	$1.59M	Buy	96,006 +24,292	+34%	+$424K	0.01%	786
2025 Q4	$1.25M	Buy	71,714 +29,927	+72%	+$525K	0.01%	830
2025 Q3	$745K	Sell	41,787 -1,054	-2%	-$18.2K	0.01%	1027
2025 Q2	$728K	Sell	42,841 -377	-0.9%	-$6.21K	0.01%	1009
2025 Q1	$725K	Buy	43,218 +10,593	+32%	+$179K	0.01%	1028
2024 Q4	$545K	Buy	32,625 +13,194	+68%	+$223K	﹤0.01%	1229
2024 Q3	$336K	Buy	+19,431	New	+$317K	﹤0.01%	1568
2019 Q1	–	Sell	-27,757	Closed	-$478K	–	2185
2018 Q4	$478K	Sell	27,757 -785	-3%	-$13.8K	﹤0.01%	1704
2018 Q3	$531K	Sell	28,542 -950	-3%	-$18.5K	﹤0.01%	1948
2018 Q2	$575K	Sell	29,492 -8,336	-22%	-$162K	﹤0.01%	1883
2018 Q1	$749K	Buy	37,828 +22,094	+140%	+$448K	﹤0.01%	2210
2017 Q4	$340K	Buy	+15,734	New	+$337K	﹤0.01%	2462
2017 Q3	–	Sell	-9,584	Closed	-$214K	–	2817
2017 Q2	$214K	Sell	9,584 -5,637	-37%	-$123K	﹤0.01%	2629
2017 Q1	$322K	Sell	15,221 -4,139	-21%	-$84.9K	﹤0.01%	2541
2016 Q4	$385K	Sell	19,360 -21,985	-53%	-$445K	﹤0.01%	2510
2016 Q3	$866K	Sell	41,345 -20,198	-33%	-$441K	﹤0.01%	2152
2016 Q2	$1.35M	Sell	61,543 -37,521	-38%	-$789K	﹤0.01%	1832
2016 Q1	$2.01M	Sell	99,064 -10,828	-10%	-$214K	0.01%	1567
2015 Q4	$2.11M	Sell	109,892 -17,693	-14%	-$341K	0.01%	1579
2015 Q3	$2.38M	Sell	127,585 -60,511	-32%	-$1.15M	0.01%	1473
2015 Q2	$3.67M	Sell	188,096 -43,199	-19%	-$883K	0.01%	1325
2015 Q1	$4.69M	Sell	231,295 -40,535	-15%	-$834K	0.01%	1190
2014 Q4	$5.38M	Sell	271,830 -99,976	-27%	-$2.03M	0.01%	1088
2014 Q3	$7.34M	Sell	371,806 -68,788	-16%	-$1.35M	0.02%	1023
2014 Q2	$8.83M	Sell	440,594 -70,428	-14%	-$1.43M	0.02%	907
2014 Q1	$10.1M	Sell	511,022 -93,215	-15%	-$1.78M	0.03%	847
2013 Q4	$11.2M	Sell	604,237 -8,720	-1%	-$158K	0.03%	791
2013 Q3	$11.2M	Sell	612,957 -25,909	-4%	-$486K	0.04%	792
2013 Q2	$12.4M	Buy	+638,866	New	+$13.3M	0.05%	654

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital's FLC Position: Q2 2026 in Review

Guggenheim Capital increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 4.9% in Q2 2026, buying an estimated $78.9K and bringing the position to 100,671 shares worth $1.7M. The position accounts for 0.01% of the portfolio, ranked #802.

Guggenheim Capital first reported a position in FLC in Q2 2013 and has held it in 30 quarters since. The position peaked at $12.4M in Q2 2013. 51 funds tracked by Wall St. Rank hold FLC as of Q2 2026.

Guggenheim Capital held 100,671 shares of Flaherty & Crumrine Total Return Fund worth $1.7M as of Q2 2026.
Guggenheim Capital bought 4,665 Flaherty & Crumrine Total Return Fund shares in Q2 2026, an estimated $78.9K.
Flaherty & Crumrine Total Return Fund made up 0.01% of Guggenheim Capital's portfolio in Q2 2026, its #802 holding.
Guggenheim Capital first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 30 quarters since.
Guggenheim Capital's Flaherty & Crumrine Total Return Fund position peaked at $12.4M in Q2 2013.
51 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q2 2026.

Based on Guggenheim Capital's 13F filing for Q2 2026, filed 12 Aug 2026.