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FLC

Flaherty & Crumrine Total Return Fund

27 hedge funds and large institutions have $28.6M invested in Flaherty & Crumrine Total Return Fund in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $29.7M → $28.6M (-$1.05M)

1.46% less ownership

Funds ownership: 15.07%13.61% (-1.5%)

7% less funds holding

Funds holding: 2927 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
5
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.6M -$731K -35,647 -7%
NL
2
NWAM LLC
Washington
$6.5M +$155K +7,582 +3%
LPL Financial
3
LPL Financial
California
$2.86M -$19.8K -964 -0.7%
Invesco
4
Invesco
Georgia
$1.68M -$63.3K -3,086 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.36M +$224K +10,940 +21%
Ameriprise
6
Ameriprise
Minnesota
$1.03M -$25.4K -1,239 -2%
Wells Fargo
7
Wells Fargo
California
$872K +$24.4K +1,190 +3%
GWM
8
Geneos Wealth Management
Colorado
$796K -$413K -20,148 -35%
Cohen & Steers
9
Cohen & Steers
New York
$729K +$383K +18,693 +119%
IH
10
IFC Holdings
Florida
$347K -$882 -43 -0.3%
CIA
11
Capital Investment Advisors
Georgia
$327K
GC
12
Guggenheim Capital
Illinois
$322K -$84.9K -4,139 -21%
M&T Bank
13
M&T Bank
New York
$231K +$224K +10,899 New
RJA
14
Raymond James & Associates
Florida
$229K -$34.9K -1,700 -14%
SIA
15
Sit Investment Associates
Minnesota
$212K
Morgan Stanley
16
Morgan Stanley
New York
$167K -$192K -9,342 -54%
UBS Group
17
UBS Group
Switzerland
$145K +$32.1K +1,563 +30%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$64K
WT
19
Whittier Trust
California
$63K
SA
20
SRH Advisors
Kansas
$42K
DADC
21
D.A. Davidson & Co
Montana
$31K
IA
22
IFP Advisors
Florida
$15K
PMFA
23
Plante Moran Financial Advisors
Michigan
$13K +$12.3K +600 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K
NFG
25
Next Financial Group
Texas
$7K -$20.5K -1,000 -75%

FLC Hedge Fund Activity: Q1 2017 in Review

27 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2017, worth a combined $28.6M — down 3.5% from $29.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FLC and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 5 added.

The largest buyer was Cohen & Steers, adding an estimated $383K. The largest seller was Laurion Capital Management, exiting entirely with an estimated $2.03M sold.

  • 27 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2017, down from 29 in Q4 2016.
  • Funds reported $28.6M of Flaherty & Crumrine Total Return Fund stock for Q1 2017, down 3.5% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2017 and 3 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2017 was Cohen & Steers, an estimated $383K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2017 was Laurion Capital Management, an estimated $2.03M sold.

Based on aggregated 13F filings for Q1 2017.