FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

27 hedge funds and large institutions have $28.6M invested in Flaherty & Crumrine Total Return Fund in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
5
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
Cohen & Steers
New York
+$396K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$232K
3
M&T Bank
M&T Bank
New York
+$231K
4
NL
NWAM LLC
Washington
+$161K
5
UBS Group
UBS Group
Switzerland
+$33.1K

Top Sellers

1
LCM
Laurion Capital Management
New York
-$2.03M
2
Bank of America
Bank of America
North Carolina
-$755K
3
GWM
Geneos Wealth Management
Colorado
-$426K
4
Morgan Stanley
Morgan Stanley
New York
-$198K
5
Citigroup
Citigroup
New York
-$113K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$10.6M -$755K -35,647 -7%
NL
2
NWAM LLC
Washington
$6.5M +$161K +7,582 +3%
LPL Financial
3
LPL Financial
California
$2.86M -$20.5K -964 -0.7%
Invesco
4
Invesco
Georgia
$1.68M -$65.4K -3,086 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.36M +$232K +10,940 +21%
Ameriprise
6
Ameriprise
Minnesota
$1.03M -$26.2K -1,239 -2%
Wells Fargo
7
Wells Fargo
California
$872K +$25.2K +1,190 +3%
GWM
8
Geneos Wealth Management
Colorado
$796K -$426K -20,148 -35%
Cohen & Steers
9
Cohen & Steers
New York
$729K +$396K +18,693 +119%
IH
10
IFC Holdings
Florida
$347K -$912 -43 -0.3%
CIA
11
Capital Investment Advisors
Georgia
$327K – – –
GC
12
Guggenheim Capital
Illinois
$322K -$87.6K -4,139 -21%
M&T Bank
13
M&T Bank
New York
$231K +$231K +10,899 New
RJA
14
Raymond James & Associates
Florida
$229K -$36K -1,700 -14%
SIA
15
Sit Investment Associates
Minnesota
$212K – – –
Morgan Stanley
16
Morgan Stanley
New York
$167K -$198K -9,342 -54%
UBS Group
17
UBS Group
Switzerland
$145K +$33.1K +1,563 +30%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$64K – – –
WT
19
Whittier Trust
California
$63K – – –
SA
20
SRH Advisors
Kansas
$42K – – –
DADC
21
D.A. Davidson & Co
Montana
$31K – – –
IA
22
IFP Advisors
Florida
$15K – – –
PMFA
23
Plante Moran Financial Advisors
Michigan
$13K +$13K +600 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K – – –
NFG
25
Next Financial Group
Texas
$7K -$20.6K -1,000 -75%
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