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FLC

Flaherty & Crumrine Total Return Fund

27 hedge funds and large institutions have $16.6M invested in Flaherty & Crumrine Total Return Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

0.07% less ownership

Funds ownership: 10.3%10.23% (-0.07%)

10% less funds holding

Funds holding: 3027 (-3)

13% less capital invested

Capital invested by funds: $19.2M → $16.6M (-$2.58M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.79M -$96.4K -5,437 -1%
SFS
2
Sowell Financial Services
Arkansas
$3.63M
Invesco
3
Invesco
Georgia
$1.63M +$366K +20,668 +25%
LPL Financial
4
LPL Financial
California
$1.54M +$21.5K +1,214 +1%
UBS Group
5
UBS Group
Switzerland
$452K +$8.31K +469 +2%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$393K
SPIA
7
Steward Partners Investment Advisory
New York
$342K -$80.2K -4,525 -17%
Wells Fargo
8
Wells Fargo
California
$331K
CI
9
Ceera Investments
Texas
$288K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$246K +$1.58K +89 +0.6%
WS
11
Wedbush Securities
California
$234K
LSC
12
Logan Stone Capital
Illinois
$215K +$244K +13,744 New
NWA
13
Navis Wealth Advisors
New York
$214K +$243K +13,715 New
CIA
14
Capital Investment Advisors
Georgia
$202K
NA
15
NewEdge Advisors
Louisiana
$199K +$21.6K +1,221 +11%
Osaic Holdings
16
Osaic Holdings
Arizona
$189K +$32.8K +1,853 +18%
Morgan Stanley
17
Morgan Stanley
New York
$181K -$39.9K -2,249 -16%
AAS
18
Ameritas Advisory Services
Nebraska
$169K -$2.77K -156 -1%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$132K +$70.5K +3,976 +88%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$72K +$17.7K +1,000 +28%
GWM
21
Geneos Wealth Management
Colorado
$49K -$338K -19,073 -86%
WT
22
Whittier Trust
California
$47K
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$35K +$21K +1,186 +110%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$18K +$10.5K +594 +107%
LWA
25
Lowe Wealth Advisors
Maryland
$16K

FLC Hedge Fund Activity: Q3 2022 in Review

27 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2022, worth a combined $16.6M — down 13% from $19.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FLC and 2 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 10 added.

The largest buyer was Invesco, adding an estimated $366K. The largest seller was Geneos Wealth Management, cutting an estimated $338K.

  • 27 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2022, down from 30 in Q2 2022.
  • Funds reported $16.6M of Flaherty & Crumrine Total Return Fund stock for Q3 2022, down 13% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2022 and 5 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2022 was Invesco, an estimated $366K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2022 was Geneos Wealth Management, an estimated $338K sold.

Based on aggregated 13F filings for Q3 2022.