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FLC

Flaherty & Crumrine Total Return Fund

25 hedge funds and large institutions have $30.6M invested in Flaherty & Crumrine Total Return Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

0.41% more ownership

Funds ownership: 13.93%14.34% (+0.41%)

1% less capital invested

Capital invested by funds: $30.9M → $30.6M (-$258K)

7% less funds holding

Funds holding: 2725 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
9
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12.7M +$1.15M +53,073 +10%
NL
2
NWAM LLC
Washington
$6.58M +$152K +7,002 +2%
Invesco
3
Invesco
Georgia
$2.67M +$234K +10,789 +10%
LPL Financial
4
LPL Financial
California
$1.95M +$44.4K +2,051 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M -$83.9K -3,872 -6%
Wells Fargo
6
Wells Fargo
California
$790K -$70.3K -3,247 -8%
UBS Group
7
UBS Group
Switzerland
$757K +$505K +23,334 +196%
GWM
8
Geneos Wealth Management
Colorado
$738K -$46.5K -2,149 -6%
Cohen & Steers
9
Cohen & Steers
New York
$513K -$229K -10,559 -31%
LCM
10
Laurion Capital Management
New York
$456K +$460K +21,236 New
IH
11
IFC Holdings
Florida
$378K +$28.4K +1,310 +8%
CIA
12
Capital Investment Advisors
Georgia
$300K -$7.47K -345 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$272K
Morgan Stanley
14
Morgan Stanley
New York
$251K -$4.31K -199 -2%
RJA
15
Raymond James & Associates
Florida
$246K -$10.8K -500 -4%
Ameriprise
16
Ameriprise
Minnesota
$218K -$999K -46,110 -82%
SIA
17
Sit Investment Associates
Minnesota
$217K +$2.17K +100 +1%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$83K +$83.5K +3,857 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$73K +$8.69K +401 +13%
WT
20
Whittier Trust
California
$64K
SA
21
SRH Advisors
Kansas
$43K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$42K +$43.3K +2,000 New
IA
23
IFP Advisors
Florida
$17K +$4.27K +197 +32%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$9K
NFG
25
Next Financial Group
Texas
$7K

FLC Hedge Fund Activity: Q3 2017 in Review

25 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2017, worth a combined $30.6M — down 0.84% from $30.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FLC and 3 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 9 added.

The largest buyer was Bank of America, adding an estimated $1.15M. The largest seller was Ameriprise, cutting an estimated $999K.

  • 25 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2017, down from 27 in Q2 2017.
  • Funds reported $30.6M of Flaherty & Crumrine Total Return Fund stock for Q3 2017, down 0.84% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2017 and 5 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2017 was Bank of America, an estimated $1.15M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2017 was Ameriprise, an estimated $999K sold.

Based on aggregated 13F filings for Q3 2017.