FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

25 hedge funds and large institutions have $30.6M invested in Flaherty & Crumrine Total Return Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
9
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$12.7M
2
UBS Group
UBS Group
Switzerland
$757K
3
LCM
Laurion Capital Management
New York
$456K
4
Invesco
Invesco
Georgia
$2.67M
5
NL
NWAM LLC
Washington
$6.58M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
$218K
2
Cohen & Steers
Cohen & Steers
New York
$513K
3
GC
Guggenheim Capital
Illinois
$0
4
BAM
Bruderman Asset Management
New York
$0
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$12.7M +$1.14M +53,073 +10%
NL
2
NWAM LLC
Washington
$6.58M +$150K +7,002 +2%
Invesco
3
Invesco
Georgia
$2.67M +$232K +10,789 +10%
LPL Financial
4
LPL Financial
California
$1.95M +$44K +2,051 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M -$83.1K -3,872 -6%
Wells Fargo
6
Wells Fargo
California
$790K -$69.8K -3,247 -8%
UBS Group
7
UBS Group
Switzerland
$757K +$502K +23,334 +196%
GWM
8
Geneos Wealth Management
Colorado
$738K -$46.1K -2,149 -6%
Cohen & Steers
9
Cohen & Steers
New York
$513K -$227K -10,559 -31%
LCM
10
Laurion Capital Management
New York
$456K +$456K +21,236 New
IH
11
IFC Holdings
Florida
$378K +$28K +1,310 +8%
CIA
12
Capital Investment Advisors
Georgia
$300K -$7.4K -345 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$272K – – –
Morgan Stanley
14
Morgan Stanley
New York
$251K -$4.27K -199 -2%
RJA
15
Raymond James & Associates
Florida
$246K -$10.7K -500 -4%
Ameriprise
16
Ameriprise
Minnesota
$218K -$992K -46,110 -82%
SIA
17
Sit Investment Associates
Minnesota
$217K +$2.15K +100 +1%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$83K +$83K +3,857 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$73K +$8.63K +401 +13%
WT
20
Whittier Trust
California
$64K – – –
SA
21
SRH Advisors
Kansas
$43K – – –
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$42K +$42K +2,000 New
IA
23
IFP Advisors
Florida
$17K +$4.12K +197 +32%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$9K – – –
NFG
25
Next Financial Group
Texas
$7K – – –
1
2