FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

36 hedge funds and large institutions have $33.1M invested in Flaherty & Crumrine Total Return Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$4.8M
2
NL
NWAM LLC
Washington
+$1.07M
3
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$226K
4
BTS
BB&T Securities
Virginia
+$198K
5
WAM
Wolverine Asset Management
Illinois
+$189K

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$31.3M
2
Bank of America
Bank of America
North Carolina
-$1.17M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$487K
4
Invesco
Invesco
Georgia
-$483K
5
RG
Rikoon Group
New Mexico
-$343K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$9.37M -$1.17M -68,241 -11%
NL
2
NWAM LLC
Washington
$5.43M +$1.07M +62,005 +24%
SIA
3
Sit Investment Associates
Minnesota
$5.38M +$4.8M +278,779 +826%
Invesco
4
Invesco
Georgia
$4.31M -$483K -28,063 -10%
LPL Financial
5
LPL Financial
California
$1.53M -$43.2K -2,509 -3%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$678K +$678K +39,400 New
GWM
7
Geneos Wealth Management
Colorado
$577K -$660 -39 -0.1%
RCM
8
Robinson Capital Management
Michigan
$531K +$131K +7,595 +33%
Wells Fargo
9
Wells Fargo
California
$482K -$164K -9,499 -25%
GC
10
Guggenheim Capital
Illinois
$478K -$13.5K -785 -3%
WAM
11
Wolverine Asset Management
Illinois
$473K +$189K +10,989 +67%
COLIM
12
City of London Investment Management
United Kingdom
$415K – – –
Cohen & Steers
13
Cohen & Steers
New York
$358K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$339K -$487K -28,350 -59%
Morgan Stanley
15
Morgan Stanley
New York
$334K +$60.6K +3,523 +22%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$332K +$17.2K +1,000 +5%
HighTower Advisors
17
HighTower Advisors
Illinois
$286K -$41.1K -2,391 -13%
BAM
18
Bruderman Asset Management
New York
$280K +$184K +10,659 +191%
CIA
19
Capital Investment Advisors
Georgia
$268K – – –
UBS Group
20
UBS Group
Switzerland
$258K -$17K -989 -6%
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
$226K +$226K +13,130 New
BTS
22
BB&T Securities
Virginia
$198K +$198K +11,538 New
APA
23
American Portfolios Advisors
New York
$180K +$5.15K +299 +3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$62K – – –
WT
25
Whittier Trust
California
$52K – – –
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