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FLC

Flaherty & Crumrine Total Return Fund

36 hedge funds and large institutions have $33.1M invested in Flaherty & Crumrine Total Return Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.57% more ownership

Funds ownership: 16.72%19.29% (+2.6%)

5% less funds holding

Funds holding: 3836 (-2)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

47% less capital invested

Capital invested by funds: $62.3M → $33.1M (-$29.2M)

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.37M -$1.2M -68,241 -11%
NL
2
NWAM LLC
Washington
$5.43M +$1.09M +62,005 +24%
SIA
3
Sit Investment Associates
Minnesota
$5.38M +$4.89M +278,779 +826%
Invesco
4
Invesco
Georgia
$4.31M -$493K -28,063 -10%
LPL Financial
5
LPL Financial
California
$1.53M -$44K -2,509 -3%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$678K +$691K +39,400 New
GWM
7
Geneos Wealth Management
Colorado
$577K -$684 -39 -0.1%
RCM
8
Robinson Capital Management
Michigan
$531K +$133K +7,595 +33%
Wells Fargo
9
Wells Fargo
California
$482K -$167K -9,499 -25%
GC
10
Guggenheim Capital
Illinois
$478K -$13.8K -785 -3%
WAM
11
Wolverine Asset Management
Illinois
$473K +$193K +10,989 +67%
COLIM
12
City of London Investment Management
United Kingdom
$415K
Cohen & Steers
13
Cohen & Steers
New York
$358K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$339K -$498K -28,350 -59%
Morgan Stanley
15
Morgan Stanley
New York
$334K +$61.8K +3,523 +22%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$332K +$17.6K +1,000 +5%
HighTower Advisors
17
HighTower Advisors
Illinois
$286K -$42K -2,391 -13%
BAM
18
Bruderman Asset Management
New York
$280K +$187K +10,659 +191%
CIA
19
Capital Investment Advisors
Georgia
$268K
UBS Group
20
UBS Group
Switzerland
$258K -$17.4K -989 -6%
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
$226K +$230K +13,130 New
BTS
22
BB&T Securities
Virginia
$198K +$202K +11,538 New
APA
23
American Portfolios Advisors
New York
$180K +$5.25K +299 +3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$62K
WT
25
Whittier Trust
California
$52K

FLC Hedge Fund Activity: Q4 2018 in Review

36 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2018, worth a combined $33.1M — down 47% from $62.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FLC and 4 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 9 added.

The largest buyer was Sit Investment Associates, adding an estimated $4.89M. The largest seller was Ameriprise, exiting entirely with an estimated $31.3M sold.

  • 36 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2018, down from 38 in Q3 2018.
  • Funds reported $33.1M of Flaherty & Crumrine Total Return Fund stock for Q4 2018, down 47% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2018 and 6 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2018 was Sit Investment Associates, an estimated $4.89M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2018 was Ameriprise, an estimated $31.3M sold.

Based on aggregated 13F filings for Q4 2018.