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FLC

Flaherty & Crumrine Total Return Fund

37 hedge funds and large institutions have $32.6M invested in Flaherty & Crumrine Total Return Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $31.3M → $32.6M (+$1.23M)

0.04% more ownership

Funds ownership: 13.25%13.3% (+0.04%)

0% more funds holding

Funds holding: 3737 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.7M -$1.22M -52,202 -11%
SFS
2
Sowell Financial Services
Arkansas
$5.6M +$5.33M +228,420 New
NL
3
NWAM LLC
Washington
$2.61M -$4.15M -177,938 -62%
LPL Financial
4
LPL Financial
California
$2.05M +$63.8K +2,736 +3%
Invesco
5
Invesco
Georgia
$1.77M +$54K +2,316 +3%
SPIA
6
Steward Partners Investment Advisory
New York
$1.53M +$372K +15,934 +34%
UBS Group
7
UBS Group
Switzerland
$825K -$21.2K -908 -3%
GWM
8
Geneos Wealth Management
Colorado
$789K
PAG
9
Private Advisor Group
New Jersey
$666K -$124K -5,307 -16%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$658K +$4.92K +211 +0.8%
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$613K
Wells Fargo
12
Wells Fargo
California
$547K -$19K -816 -4%
CI
13
Ceera Investments
Texas
$458K +$438K +18,765 New
WS
14
Wedbush Securities
California
$391K +$5.83K +250 +2%
HighTower Advisors
15
HighTower Advisors
Illinois
$372K +$32K +1,373 +10%
CIA
16
Capital Investment Advisors
Georgia
$312K -$7.93K -340 -3%
SIA
17
Sit Investment Associates
Minnesota
$305K -$259K -11,122 -47%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$279K +$267K +11,435 New
AIC
19
Ameritas Investment Company
Nebraska
$263K +$6.04K +259 +2%
Truist Financial
20
Truist Financial
North Carolina
$263K -$5.64K -242 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$254K -$64.1K -2,748 -21%
Morgan Stanley
22
Morgan Stanley
New York
$232K +$49.6K +2,128 +29%
AF
23
Advisornet Financial
Minnesota
$223K +$87.8K +3,765 +70%
MAG
24
MRA Advisory Group
New Jersey
$211K -$2.17K -93 -1%
Osaic Holdings
25
Osaic Holdings
Arizona
$178K -$2.33K -100 -1%

FLC Hedge Fund Activity: Q1 2021 in Review

37 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2021, worth a combined $32.6M — up 3.9% from $31.3M a quarter earlier.

Fund positioning in FLC was balanced in Q1 2021: 5 funds opened new positions, 5 closed out, 10 added to existing stakes and 12 trimmed.

The largest buyer was Sowell Financial Services, opening a new position worth an estimated $5.33M. The largest seller was NWAM LLC, cutting an estimated $4.15M.

  • 37 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $32.6M of Flaherty & Crumrine Total Return Fund stock for Q1 2021, up 3.9% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2021 and 5 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2021 was Sowell Financial Services, an estimated $5.33M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2021 was NWAM LLC, an estimated $4.15M sold.

Based on aggregated 13F filings for Q1 2021.