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FLC

Flaherty & Crumrine Total Return Fund

30 hedge funds and large institutions have $25.5M invested in Flaherty & Crumrine Total Return Fund in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more capital invested

Capital invested by funds: $16.8M → $25.5M (+$8.68M)

0.24% less ownership

Funds ownership: 13.11%12.88% (-0.24%)

9% less funds holding

Funds holding: 3330 (-3)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
30
Holders Change
-3
Holders Change %
-9.09%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.56M +$293K +15,330 +3%
NL
2
NWAM LLC
Washington
$5.74M -$36.3K -1,900 -0.7%
Invesco
3
Invesco
Georgia
$2.49M -$521K -27,244 -18%
LPL Financial
4
LPL Financial
California
$1.61M +$5.49K +287 +0.4%
UBS Group
5
UBS Group
Switzerland
$738K -$17.4K -908 -2%
GWM
6
Geneos Wealth Management
Colorado
$633K +$8.31K +435 +1%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$498K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$490K +$134K +7,026 +40%
PAG
9
Private Advisor Group
New Jersey
$489K +$471K +24,643 New
SIA
10
Sit Investment Associates
Minnesota
$469K
Wells Fargo
11
Wells Fargo
California
$430K -$67K -3,508 -14%
WS
12
Wedbush Securities
California
$376K
HighTower Advisors
13
HighTower Advisors
Illinois
$303K -$3.17K -166 -1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$267K -$11.5K -600 -4%
CIA
15
Capital Investment Advisors
Georgia
$261K
Truist Financial
16
Truist Financial
North Carolina
$219K
CAN
17
Claraphi Advisory Network
United States
$219K +$89.7K +4,696 +74%
Osaic Holdings
18
Osaic Holdings
Arizona
$163K -$6.5K -340 -4%
Morgan Stanley
19
Morgan Stanley
New York
$133K -$52.8K -2,764 -29%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$72K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$70K -$19.6K -1,028 -23%
AF
22
Advisornet Financial
Minnesota
$67K
WT
23
Whittier Trust
California
$59K
CIA
24
Cascade Investment Advisors
Oregon
$53.5K +$51.6K +2,700 New
SA
25
SRH Advisors
Kansas
$33K

FLC Hedge Fund Activity: Q2 2020 in Review

30 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2020, worth a combined $25.5M — up 52% from $16.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FLC and 2 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 6 added.

The largest buyer was Private Advisor Group, opening a new position worth an estimated $471K. The largest seller was Raymond James & Associates, exiting entirely with an estimated $527K sold.

  • 30 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2020, down from 33 in Q1 2020.
  • Funds reported $25.5M of Flaherty & Crumrine Total Return Fund stock for Q2 2020, up 52% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2020 and 5 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2020 was Private Advisor Group, an estimated $471K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2020 was Raymond James & Associates, an estimated $527K sold.

Based on aggregated 13F filings for Q2 2020.