FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

37 hedge funds and large institutions have $31.3M invested in Flaherty & Crumrine Total Return Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SPIA
Steward Partners Investment Advisory
New York
$1.11M
2
KAS
Kestra Advisory Services
Texas
$250K
3
AIC
Ameritas Investment Company
Nebraska
$249K
4
Bank of America
Bank of America
North Carolina
$11.6M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$633K

Top Sellers

1
Invesco
Invesco
Georgia
$1.66M
2
NL
NWAM LLC
Washington
$6.74M
3
PAG
Private Advisor Group
New Jersey
$772K
4
Morgan Stanley
Morgan Stanley
New York
$175K
5
UBS Group
UBS Group
Switzerland
$823K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$11.6M +$68.4K +2,890 +0.6%
NL
2
NWAM LLC
Washington
$6.74M -$46.2K -1,950 -0.7%
LPL Financial
3
LPL Financial
California
$1.92M -$260 -11 -0%
Invesco
4
Invesco
Georgia
$1.66M -$766K -32,362 -32%
SPIA
5
Steward Partners Investment Advisory
New York
$1.11M +$576K +24,325 +108%
UBS Group
6
UBS Group
Switzerland
$823K -$23.3K -983 -3%
PAG
7
Private Advisor Group
New Jersey
$772K -$46K -1,943 -6%
GWM
8
Geneos Wealth Management
Colorado
$762K -$1.67K -70 -0.2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$633K +$49.3K +2,083 +8%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$595K – – –
SIA
11
Sit Investment Associates
Minnesota
$559K – – –
Wells Fargo
12
Wells Fargo
California
$550K +$12.9K +544 +2%
WS
13
Wedbush Securities
California
$374K -$14.2K -600 -4%
HighTower Advisors
14
HighTower Advisors
Illinois
$323K -$21.6K -925 -6%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$311K -$7.1K -300 -2%
CIA
16
Capital Investment Advisors
Georgia
$311K – – –
CAN
17
Claraphi Advisory Network
United States
$280K +$14.8K +625 +6%
Truist Financial
18
Truist Financial
North Carolina
$261K – – –
KAS
19
Kestra Advisory Services
Texas
$250K +$250K +10,589 New
AIC
20
Ameritas Investment Company
Nebraska
$249K +$249K +10,525 New
MAG
21
MRA Advisory Group
New Jersey
$207K +$207K +8,762 New
Osaic Holdings
22
Osaic Holdings
Arizona
$176K -$23.1K -975 -12%
Morgan Stanley
23
Morgan Stanley
New York
$175K -$44.4K -1,873 -20%
AF
24
Advisornet Financial
Minnesota
$127K +$46.5K +1,965 +58%
NWA
25
Navis Wealth Advisors
New York
$121K +$121K +5,098 New
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