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FLC

Flaherty & Crumrine Total Return Fund

37 hedge funds and large institutions have $31.3M invested in Flaherty & Crumrine Total Return Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

19% more funds holding

Funds holding: 3137 (+6)

15% more capital invested

Capital invested by funds: $27.2M → $31.3M (+$4.12M)

0.27% more ownership

Funds ownership: 12.98%13.25% (+0.27%)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.6M +$65.3K +2,890 +0.6%
NL
2
NWAM LLC
Washington
$6.74M -$44.1K -1,950 -0.7%
LPL Financial
3
LPL Financial
California
$1.92M -$249 -11 -0%
Invesco
4
Invesco
Georgia
$1.66M -$732K -32,362 -32%
SPIA
5
Steward Partners Investment Advisory
New York
$1.11M +$550K +24,325 +108%
UBS Group
6
UBS Group
Switzerland
$823K -$22.2K -983 -3%
PAG
7
Private Advisor Group
New Jersey
$772K -$43.9K -1,943 -6%
GWM
8
Geneos Wealth Management
Colorado
$762K -$1.58K -70 -0.2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$633K +$47.1K +2,083 +8%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$595K
SIA
11
Sit Investment Associates
Minnesota
$559K
Wells Fargo
12
Wells Fargo
California
$550K +$12.3K +544 +2%
WS
13
Wedbush Securities
California
$374K -$13.6K -600 -4%
HighTower Advisors
14
HighTower Advisors
Illinois
$323K -$20.9K -925 -6%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$311K -$6.78K -300 -2%
CIA
16
Capital Investment Advisors
Georgia
$311K
CAN
17
Claraphi Advisory Network
United States
$280K +$14.1K +625 +6%
Truist Financial
18
Truist Financial
North Carolina
$261K
KAS
19
Kestra Advisory Services
Texas
$250K +$239K +10,589 New
AIC
20
Ameritas Investment Company
Nebraska
$249K +$238K +10,525 New
MAG
21
MRA Advisory Group
New Jersey
$207K +$198K +8,762 New
Osaic Holdings
22
Osaic Holdings
Arizona
$176K -$22K -975 -12%
Morgan Stanley
23
Morgan Stanley
New York
$175K -$42.4K -1,873 -20%
AF
24
Advisornet Financial
Minnesota
$127K +$44.4K +1,965 +58%
NWA
25
Navis Wealth Advisors
New York
$121K +$115K +5,098 New

FLC Hedge Fund Activity: Q4 2020 in Review

37 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2020, worth a combined $31.3M — up 15% from $27.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FLC positions and 1 closed out — a net gain of 6 holders — while 7 added to existing stakes and 12 trimmed.

The largest buyer was Steward Partners Investment Advisory, adding an estimated $550K. The largest seller was Invesco, cutting an estimated $732K.

  • 37 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2020, up from 31 in Q3 2020.
  • Funds reported $31.3M of Flaherty & Crumrine Total Return Fund stock for Q4 2020, up 15% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2020 and 1 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2020 was Steward Partners Investment Advisory, an estimated $550K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2020 was Invesco, an estimated $732K sold.

Based on aggregated 13F filings for Q4 2020.