FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

39 hedge funds and large institutions have $30.5M invested in Flaherty & Crumrine Total Return Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$10.7M
2
Invesco
Invesco
Georgia
$2.24M
3
Koshinski Asset Management
Koshinski Asset Management
Illinois
$602K
4
SPIA
Steward Partners Investment Advisory
New York
$1.79M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
$476K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
$108K
3
SFS
Sowell Financial Services
Arkansas
$5.65M
4
WP
WealthShield Partners
North Carolina
$0
5
GWM
Geneos Wealth Management
Colorado
$703K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$10.7M +$393K +16,367 +4%
SFS
2
Sowell Financial Services
Arkansas
$5.65M -$66.6K -2,777 -1%
Invesco
3
Invesco
Georgia
$2.24M +$344K +14,336 +18%
LPL Financial
4
LPL Financial
California
$2.16M +$90.2K +3,761 +4%
SPIA
5
Steward Partners Investment Advisory
New York
$1.79M +$277K +11,550 +18%
GWM
6
Geneos Wealth Management
Colorado
$703K -$51.2K -2,142 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$695K +$35.2K +1,466 +5%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$602K +$301K +12,560 +100%
NL
9
NWAM LLC
Washington
$557K -$12K -500 -2%
UBS Group
10
UBS Group
Switzerland
$546K +$14.3K +594 +3%
Wells Fargo
11
Wells Fargo
California
$542K -$6.18K -258 -1%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$476K +$236K +9,846 +98%
CI
13
Ceera Investments
Texas
$450K – – –
CAN
14
Cetera Advisor Networks
California
$427K -$7.44K -310 -2%
WS
15
Wedbush Securities
California
$385K – – –
HighTower Advisors
16
HighTower Advisors
Illinois
$322K -$17.4K -730 -5%
CIA
17
Capital Investment Advisors
Georgia
$269K – – –
Truist Financial
18
Truist Financial
North Carolina
$259K – – –
AIC
19
Ameritas Investment Company
Nebraska
$251K +$2.23K +93 +0.9%
MAG
20
MRA Advisory Group
New Jersey
$250K +$48K +2,001 +24%
Morgan Stanley
21
Morgan Stanley
New York
$236K +$14.5K +605 +7%
AF
22
Advisornet Financial
Minnesota
$220K +$528 +22 +0.2%
Osaic Holdings
23
Osaic Holdings
Arizona
$180K +$4.62K +193 +3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$108K -$271K -11,350 -71%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$86K – – –
1
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