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FLC

Flaherty & Crumrine Total Return Fund

39 hedge funds and large institutions have $30.5M invested in Flaherty & Crumrine Total Return Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

5% more funds holding

Funds holding: 3739 (+2)

2% more capital invested

Capital invested by funds: $30M → $30.5M (+$548K)

0.45% more ownership

Funds ownership: 12.22%12.66% (+0.45%)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.7M +$393K +16,367 +4%
SFS
2
Sowell Financial Services
Arkansas
$5.65M -$66.7K -2,777 -1%
Invesco
3
Invesco
Georgia
$2.23M +$344K +14,336 +18%
LPL Financial
4
LPL Financial
California
$2.16M +$90.3K +3,761 +4%
SPIA
5
Steward Partners Investment Advisory
New York
$1.79M +$277K +11,550 +18%
GWM
6
Geneos Wealth Management
Colorado
$703K -$51.5K -2,142 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$695K +$35.2K +1,466 +5%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$602K +$302K +12,560 +100%
NL
9
NWAM LLC
Washington
$557K -$12K -500 -2%
UBS Group
10
UBS Group
Switzerland
$546K +$14.3K +594 +3%
Wells Fargo
11
Wells Fargo
California
$542K -$6.2K -258 -1%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$476K +$237K +9,846 +98%
CI
13
Ceera Investments
Texas
$450K
CAN
14
Cetera Advisor Networks
California
$427K -$7.45K -310 -2%
WS
15
Wedbush Securities
California
$385K
HighTower Advisors
16
HighTower Advisors
Illinois
$322K -$17.5K -730 -5%
CIA
17
Capital Investment Advisors
Georgia
$269K
Truist Financial
18
Truist Financial
North Carolina
$259K
AIC
19
Ameritas Investment Company
Nebraska
$251K +$2.23K +93 +0.9%
MAG
20
MRA Advisory Group
New Jersey
$250K +$48.1K +2,001 +24%
Morgan Stanley
21
Morgan Stanley
New York
$236K +$14.5K +605 +7%
AF
22
Advisornet Financial
Minnesota
$220K +$528 +22 +0.2%
Osaic Holdings
23
Osaic Holdings
Arizona
$180K +$4.64K +193 +3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$108K -$273K -11,350 -71%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$86K

FLC Hedge Fund Activity: Q3 2021 in Review

39 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2021, worth a combined $30.5M — up 1.8% from $30M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FLC positions and 2 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $393K. The largest seller was Sit Investment Associates, exiting entirely with an estimated $305K sold.

  • 39 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2021, up from 37 in Q2 2021.
  • Funds reported $30.5M of Flaherty & Crumrine Total Return Fund stock for Q3 2021, up 1.8% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2021 and 2 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2021 was Bank of America, an estimated $393K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2021 was Sit Investment Associates, an estimated $305K sold.

Based on aggregated 13F filings for Q3 2021.