Rockefeller Capital Management
FLC

Rockefeller Capital Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Rockefeller Capital Management’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$47.6K Hold
2,868
– – ﹤0.01% 3301
2025
Q4 		$50.2K Sell
2,868
-347
-11% -$6.08K ﹤0.01% 3070
2025
Q3 		$57.3K Buy
+3,215
New +$55.6K ﹤0.01% 2845
2023
Q3 		– Sell
-9,172
Closed -$132K – 1598
2023
Q2 		$132K Sell
9,172
-7,773
-46% -$112K ﹤0.01% 1740
2023
Q1 		$249K Buy
16,945
+7,100
+72% +$117K ﹤0.01% 1692
2022
Q4 		$155K Buy
9,845
+1,338
+16% +$20.9K ﹤0.01% 1793
2022
Q3 		$132K Buy
8,507
+3,976
+88% +$70.5K ﹤0.01% 1844
2022
Q2 		$81K Hold
4,531
– – ﹤0.01% 2055
2022
Q1 		$90K Hold
4,531
– – ﹤0.01% 2027
2021
Q4 		$103K Hold
4,531
– – ﹤0.01% 1929
2021
Q3 		$108K Sell
4,531
-11,350
-71% -$273K ﹤0.01% 1827
2021
Q2 		$387K Buy
15,881
+12,350
+350% +$300K ﹤0.01% 1293
2021
Q1 		$86K Hold
3,531
– – ﹤0.01% 1673
2020
Q4 		$83K Hold
3,531
– – ﹤0.01% 1512
2020
Q3 		$75K Hold
3,531
– – ﹤0.01% 1372
2020
Q2 		$70K Sell
3,531
-1,028
-23% -$19.6K ﹤0.01% 1304
2020
Q1 		$75K Sell
4,559
-5,286
-54% -$111K ﹤0.01% 1106
2019
Q4 		$219K Sell
9,845
-27
-0.3% -$609 ﹤0.01% 748
2019
Q3 		$221K Buy
9,872
+310
+3% +$6.61K ﹤0.01% 613
2019
Q2 		$194K Buy
9,562
+2,221
+30% +$43.8K ﹤0.01% 581
2019
Q1 		$141K Buy
+7,341
New +$137K ﹤0.01% 675

Other funds holding FLC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
SFS
Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SAM
Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Rockefeller Capital Management's FLC Position: Q1 2026 in Review

Rockefeller Capital Management held its Flaherty & Crumrine Total Return Fund (FLC) position steady in Q1 2026 at 2,868 shares worth $47.6K. The position accounts for ﹤0.01% of the portfolio, ranked #3301.

Rockefeller Capital Management first reported a position in FLC in Q1 2019 and has held it in 21 quarters since. The position peaked at $387K in Q2 2021. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

  • Rockefeller Capital Management held 2,868 shares of Flaherty & Crumrine Total Return Fund worth $47.6K as of Q1 2026.
  • Rockefeller Capital Management left its Flaherty & Crumrine Total Return Fund share count unchanged in Q1 2026.
  • Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3301 holding.
  • Rockefeller Capital Management first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2019 and has held it in 21 quarters since.
  • Rockefeller Capital Management's Flaherty & Crumrine Total Return Fund position peaked at $387K in Q2 2021.
  • 50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.