Rockefeller Capital Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Rockefeller Capital Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$48.5K	Hold	2,868	–	–	﹤0.01%	3390
2026 Q1	$47.6K	Hold	2,868	–	–	﹤0.01%	3301
2025 Q4	$50.2K	Sell	2,868 -347	-11%	-$6.08K	﹤0.01%	3070
2025 Q3	$57.3K	Buy	+3,215	New	+$55.6K	﹤0.01%	2845
2023 Q3	–	Sell	-9,172	Closed	-$132K	–	1598
2023 Q2	$132K	Sell	9,172 -7,773	-46%	-$112K	﹤0.01%	1740
2023 Q1	$249K	Buy	16,945 +7,100	+72%	+$117K	﹤0.01%	1692
2022 Q4	$155K	Buy	9,845 +1,338	+16%	+$20.9K	﹤0.01%	1793
2022 Q3	$132K	Buy	8,507 +3,976	+88%	+$70.5K	﹤0.01%	1844
2022 Q2	$81K	Hold	4,531	–	–	﹤0.01%	2055
2022 Q1	$90K	Hold	4,531	–	–	﹤0.01%	2027
2021 Q4	$103K	Hold	4,531	–	–	﹤0.01%	1929
2021 Q3	$108K	Sell	4,531 -11,350	-71%	-$273K	﹤0.01%	1827
2021 Q2	$387K	Buy	15,881 +12,350	+350%	+$300K	﹤0.01%	1293
2021 Q1	$86K	Hold	3,531	–	–	﹤0.01%	1673
2020 Q4	$83K	Hold	3,531	–	–	﹤0.01%	1512
2020 Q3	$75K	Hold	3,531	–	–	﹤0.01%	1372
2020 Q2	$70K	Sell	3,531 -1,028	-23%	-$19.6K	﹤0.01%	1304
2020 Q1	$75K	Sell	4,559 -5,286	-54%	-$111K	﹤0.01%	1106
2019 Q4	$219K	Sell	9,845 -27	-0.3%	-$609	﹤0.01%	748
2019 Q3	$221K	Buy	9,872 +310	+3%	+$6.61K	﹤0.01%	613
2019 Q2	$194K	Buy	9,562 +2,221	+30%	+$43.8K	﹤0.01%	581
2019 Q1	$141K	Buy	+7,341	New	+$137K	﹤0.01%	675

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Rockefeller Capital Management's FLC Position: Q2 2026 in Review

Rockefeller Capital Management held its Flaherty & Crumrine Total Return Fund (FLC) position steady in Q2 2026 at 2,868 shares worth $48.5K. The position accounts for ﹤0.01% of the portfolio, ranked #3390.

Rockefeller Capital Management first reported a position in FLC in Q1 2019 and has held it in 22 quarters since. The position peaked at $387K in Q2 2021. 50 funds tracked by Wall St. Rank hold FLC as of Q2 2026.

Rockefeller Capital Management held 2,868 shares of Flaherty & Crumrine Total Return Fund worth $48.5K as of Q2 2026.
Rockefeller Capital Management left its Flaherty & Crumrine Total Return Fund share count unchanged in Q2 2026.
Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3390 holding.
Rockefeller Capital Management first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2019 and has held it in 22 quarters since.
Rockefeller Capital Management's Flaherty & Crumrine Total Return Fund position peaked at $387K in Q2 2021.
50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.