Cetera Investment Advisers’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Cetera Investment Advisers’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-28,839	Closed	-$479K	–	5070
2026 Q1	$479K	Buy	28,839 +9,014	+45%	+$157K	﹤0.01%	3551
2025 Q4	$347K	Buy	19,825 +4,451	+29%	+$78K	﹤0.01%	3768
2025 Q3	$274K	Buy	15,374 +3,673	+31%	+$63.5K	﹤0.01%	3907
2025 Q2	$199K	Buy	+11,701	New	+$193K	﹤0.01%	3725
2022 Q1	–	Sell	-20,429	Closed	-$466K	–	1916
2021 Q4	$466K	Buy	20,429 +561	+3%	+$13.1K	0.01%	1222
2021 Q3	$476K	Buy	19,868 +9,846	+98%	+$237K	0.01%	1171
2021 Q2	$245K	Sell	10,022 -1,413	-12%	-$34.3K	﹤0.01%	1550
2021 Q1	$279K	Buy	+11,435	New	+$267K	0.01%	1290

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cetera Investment Advisers's FLC Position: Q2 2026 in Review

Cetera Investment Advisers sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q2 2026, closing a stake of 28,839 shares — an estimated $479K sold.

Cetera Investment Advisers first reported a position in FLC in Q1 2021 and held it in 8 quarters. The position peaked at $479K in Q1 2026. 50 funds tracked by Wall St. Rank hold FLC as of Q2 2026.

Cetera Investment Advisers reported no remaining Flaherty & Crumrine Total Return Fund position as of Q2 2026 after selling out during the quarter.
Cetera Investment Advisers sold 28,839 Flaherty & Crumrine Total Return Fund shares in Q2 2026, an estimated $479K.
Cetera Investment Advisers first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2021 and held it in 8 quarters.
Cetera Investment Advisers's Flaherty & Crumrine Total Return Fund position peaked at $479K in Q1 2026.
50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q2 2026.

Based on Cetera Investment Advisers's 13F filing for Q2 2026, filed 12 Aug 2026.