Cetera Investment Advisers’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Cetera Investment Advisers’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$479K	Buy	28,839 +9,014	+45%	+$157K	﹤0.01%	3551
2025 Q4	$347K	Buy	19,825 +4,451	+29%	+$78K	﹤0.01%	3768
2025 Q3	$274K	Buy	15,374 +3,673	+31%	+$63.5K	﹤0.01%	3907
2025 Q2	$199K	Buy	+11,701	New	+$193K	﹤0.01%	3725
2022 Q1	–	Sell	-20,429	Closed	-$466K	–	1916
2021 Q4	$466K	Buy	20,429 +561	+3%	+$13.1K	0.01%	1222
2021 Q3	$476K	Buy	19,868 +9,846	+98%	+$237K	0.01%	1171
2021 Q2	$245K	Sell	10,022 -1,413	-12%	-$34.3K	﹤0.01%	1550
2021 Q1	$279K	Buy	+11,435	New	+$267K	0.01%	1290

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cetera Investment Advisers's FLC Position: Q1 2026 in Review

Cetera Investment Advisers increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 45% in Q1 2026, buying an estimated $157K and bringing the position to 28,839 shares worth $479K. The position accounts for ﹤0.01% of the portfolio, ranked #3551.

Cetera Investment Advisers first reported a position in FLC in Q1 2021 and has held it in 8 quarters since. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

Cetera Investment Advisers held 28,839 shares of Flaherty & Crumrine Total Return Fund worth $479K as of Q1 2026.
Cetera Investment Advisers bought 9,014 Flaherty & Crumrine Total Return Fund shares in Q1 2026, an estimated $157K.
Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #3551 holding.
Cetera Investment Advisers first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2021 and has held it in 8 quarters since.
50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.