FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

25 hedge funds and large institutions have $35.5M invested in Flaherty & Crumrine Total Return Fund in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
1
Increased
11
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
$6.47M
2
Invesco
Invesco
Georgia
$4.75M
3
Bank of America
Bank of America
North Carolina
$2.15M
4
Cohen & Steers
Cohen & Steers
New York
$5.14M
5
NPC
National Planning Corporation
California
$1.23M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$8.83M
2
TRCT
Tower Research Capital (TRC)
New York
$0
3
CIA
Capital Investment Advisors
Georgia
$670K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$230K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$8.83M -$1.41M -70,428 -14%
NL
2
NWAM LLC
Washington
$6.47M +$994K +49,565 +18%
Cohen & Steers
3
Cohen & Steers
New York
$5.14M +$160K +7,963 +3%
Invesco
4
Invesco
Georgia
$4.75M +$611K +30,485 +15%
LPL Financial
5
LPL Financial
California
$2.97M +$27.5K +1,374 +0.9%
Bank of America
6
Bank of America
North Carolina
$2.15M +$278K +13,851 +15%
NPC
7
National Planning Corporation
California
$1.23M +$140K +6,990 +13%
Morgan Stanley
8
Morgan Stanley
New York
$763K +$38.1K +1,899 +5%
CIA
9
Capital Investment Advisors
Georgia
$670K -$48.3K -2,410 -7%
U
10
UBS
Switzerland
$643K +$87.8K +4,376 +16%
Wells Fargo
11
Wells Fargo
California
$486K -$19.9K -994 -4%
MCC
12
Mid Continent Capital
Illinois
$341K – – –
RJA
13
Raymond James & Associates
Florida
$258K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$230K -$47.7K -2,376 -17%
SIA
15
Sit Investment Associates
Minnesota
$200K – – –
Ameriprise
16
Ameriprise
Minnesota
$171K +$87.2K +4,358 +104%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$45K – – –
FHA
18
First Horizon Advisors
Tennessee
$43K – – –
SA
19
SRH Advisors
Kansas
$40K – – –
HF
20
Hoxton Financial
West Virginia
$20K – – –
NFG
21
Next Financial Group
Texas
$19K +$19K +1,000 New
MFS
22
MSI Financial Services
Massachusetts
$14K +$9.93K +500 +244%
Citigroup
23
Citigroup
New York
$10K +$7.08K +346 +242%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K – – –
1IC
25
1919 Investment Counsel
Maryland
$1K – – –
1
2