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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.79M -$96.4K -5,437 -1%
SFS
2
Sowell Financial Services
Arkansas
$3.63M
Invesco
3
Invesco
Georgia
$1.63M +$366K +20,668 +25%
LPL Financial
4
LPL Financial
California
$1.54M +$21.5K +1,214 +1%
UBS Group
5
UBS Group
Switzerland
$452K +$8.31K +469 +2%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$393K
SPIA
7
Steward Partners Investment Advisory
New York
$342K -$80.2K -4,525 -17%
Wells Fargo
8
Wells Fargo
California
$331K
CI
9
Ceera Investments
Texas
$288K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$246K +$1.58K +89 +0.6%
WS
11
Wedbush Securities
California
$234K
LSC
12
Logan Stone Capital
Illinois
$215K +$244K +13,744 New
NWA
13
Navis Wealth Advisors
New York
$214K +$243K +13,715 New
CIA
14
Capital Investment Advisors
Georgia
$202K
NA
15
NewEdge Advisors
Louisiana
$199K +$21.6K +1,221 +11%
Osaic Holdings
16
Osaic Holdings
Arizona
$189K +$32.8K +1,853 +18%
Morgan Stanley
17
Morgan Stanley
New York
$181K -$39.9K -2,249 -16%
AAS
18
Ameritas Advisory Services
Nebraska
$169K -$2.77K -156 -1%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$132K +$70.5K +3,976 +88%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$72K +$17.7K +1,000 +28%
GWM
21
Geneos Wealth Management
Colorado
$49K -$338K -19,073 -86%
WT
22
Whittier Trust
California
$47K
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$35K +$21K +1,186 +110%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$18K +$10.5K +594 +107%
LWA
25
Lowe Wealth Advisors
Maryland
$16K