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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.37M -$1.2M -68,241 -11%
NL
2
NWAM LLC
Washington
$5.43M +$1.09M +62,005 +24%
SIA
3
Sit Investment Associates
Minnesota
$5.38M +$4.89M +278,779 +826%
Invesco
4
Invesco
Georgia
$4.31M -$493K -28,063 -10%
LPL Financial
5
LPL Financial
California
$1.53M -$44K -2,509 -3%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$678K +$691K +39,400 New
GWM
7
Geneos Wealth Management
Colorado
$577K -$684 -39 -0.1%
RCM
8
Robinson Capital Management
Michigan
$531K +$133K +7,595 +33%
Wells Fargo
9
Wells Fargo
California
$482K -$167K -9,499 -25%
GC
10
Guggenheim Capital
Illinois
$478K -$13.8K -785 -3%
WAM
11
Wolverine Asset Management
Illinois
$473K +$193K +10,989 +67%
COLIM
12
City of London Investment Management
United Kingdom
$415K
Cohen & Steers
13
Cohen & Steers
New York
$358K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$339K -$498K -28,350 -59%
Morgan Stanley
15
Morgan Stanley
New York
$334K +$61.8K +3,523 +22%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$332K +$17.6K +1,000 +5%
HighTower Advisors
17
HighTower Advisors
Illinois
$286K -$42K -2,391 -13%
BAM
18
Bruderman Asset Management
New York
$280K +$187K +10,659 +191%
CIA
19
Capital Investment Advisors
Georgia
$268K
UBS Group
20
UBS Group
Switzerland
$258K -$17.4K -989 -6%
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
$226K +$230K +13,130 New
BTS
22
BB&T Securities
Virginia
$198K +$202K +11,538 New
APA
23
American Portfolios Advisors
New York
$180K +$5.25K +299 +3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$62K
WT
25
Whittier Trust
California
$52K