LTFS
FLC

Ladenburg Thalmann Financial Services’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$129K Buy
5,781
+380
+7% +$8.57K ﹤0.01% 2833
2019
Q3 		$121K Sell
5,401
-21
-0.4% -$448 ﹤0.01% 2806
2019
Q2 		$110K Buy
5,422
+315
+6% +$6.21K ﹤0.01% 2900
2019
Q1 		$98K Buy
5,107
+2,528
+98% +$47.3K ﹤0.01% 2896
2018
Q4 		$45K Sell
2,579
-1,837
-42% -$32.2K ﹤0.01% 3335
2018
Q3 		$82K Buy
4,416
+8
+0.2% +$156 ﹤0.01% 2960
2018
Q2 		$87K Hold
4,408
– – ﹤0.01% 2836
2018
Q1 		$87K Sell
4,408
-1,163
-21% -$23.6K ﹤0.01% 2836
2017
Q4 		$121K Buy
5,571
+2,180
+64% +$46.7K ﹤0.01% 2583
2017
Q3 		$73K Buy
3,391
+401
+13% +$8.69K ﹤0.01% 2808
2017
Q2 		$66K Hold
2,990
– – ﹤0.01% 2818
2017
Q1 		$64K Hold
2,990
– – ﹤0.01% 2711
2016
Q4 		$60K Buy
2,990
+990
+50% +$20K ﹤0.01% 2706
2016
Q3 		$41K Hold
2,000
– – ﹤0.01% 2930
2016
Q2 		$44K Hold
2,000
– – ﹤0.01% 2772
2016
Q1 		$40K Hold
2,000
– – ﹤0.01% 2751
2015
Q4 		$39K Buy
2,000
+244
+14% +$4.71K ﹤0.01% 2749
2015
Q3 		$33K Sell
1,756
-970
-36% -$18.5K ﹤0.01% 2751
2015
Q2 		$53K Hold
2,726
– – ﹤0.01% 2542
2015
Q1 		$55K Hold
2,726
– – ﹤0.01% 2484
2014
Q4 		$54K Hold
2,726
– – ﹤0.01% 2308
2014
Q3 		$54K Buy
2,726
+490
+22% +$9.64K ﹤0.01% 1977
2014
Q2 		$45K Hold
2,236
– – ﹤0.01% 2121
2014
Q1 		$44K Sell
2,236
-1,120
-33% -$21.4K ﹤0.01% 2061
2013
Q4 		$62K Hold
3,356
– – ﹤0.01% 1764
2013
Q3 		$61K Buy
3,356
+1,600
+91% +$30K ﹤0.01% 1688
2013
Q2 		$34K Buy
+1,756
New +$36.6K ﹤0.01% 1984

Other funds holding FLC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FLC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 7% in Q4 2019, buying an estimated $8.57K and bringing the position to 5,781 shares worth $129K. The position accounts for ﹤0.01% of the portfolio, ranked #2833.

Ladenburg Thalmann Financial Services first reported a position in FLC in Q2 2013 and has held it in 27 quarters since. 31 funds tracked by Wall St. Rank hold FLC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 5,781 shares of Flaherty & Crumrine Total Return Fund worth $129K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 380 Flaherty & Crumrine Total Return Fund shares in Q4 2019, an estimated $8.57K.
  • Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2833 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 27 quarters since.
  • 31 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.