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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.33M +$388K +27,456 +10%
SFS
2
Sowell Financial Services
Arkansas
$2.89M +$6.38K +451 +0.2%
Invesco
3
Invesco
Georgia
$1.72M +$91.2K +6,447 +5%
LPL Financial
4
LPL Financial
California
$1.61M +$14.1K +998 +0.9%
WAM
5
Wolverine Asset Management
Illinois
$1.3M +$908K +64,196 +211%
Morgan Stanley
6
Morgan Stanley
New York
$1.13M +$124K +8,782 +12%
AA
7
AQR Arbitrage
Connecticut
$937K +$760K +53,719 +364%
SCM
8
Saba Capital Management
New York
$615K +$636K +44,933 New
PFA
9
Pathway Financial Advisers
Indiana
$435K +$449K +31,751 New
LSC
10
Logan Stone Capital
Illinois
$391K +$404K +28,546 New
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$364K
UBS Group
12
UBS Group
Switzerland
$337K +$37.6K +2,655 +12%
HighTower Advisors
13
HighTower Advisors
Illinois
$319K +$134K +9,463 +64%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$282K -$722K -51,054 -71%
Wells Fargo
15
Wells Fargo
California
$248K +$14 +1 +0%
Osaic Holdings
16
Osaic Holdings
Arizona
$230K +$70.8K +5,001 +42%
CI
17
Ceera Investments
Texas
$193K
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$172K
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$167K +$173K +12,202 New
CIA
20
Capital Investment Advisors
Georgia
$162K +$167K +11,835 New
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$52K +$1.3K +92 +2%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$49.3K
WT
23
Whittier Trust
California
$41.1K
OP
24
ORG Partners
Indiana
$32.9K
GWM
25
Geneos Wealth Management
Colorado
$22.1K