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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.37M +$1.73M +79,269 +29%
LPL Financial
2
LPL Financial
California
$2.75M +$34.7K +1,589 +1%
Invesco
3
Invesco
Georgia
$2.3M -$942K -43,145 -28%
Cohen & Steers
4
Cohen & Steers
New York
$1.42M -$883K -40,444 -37%
GWM
5
Geneos Wealth Management
Colorado
$1.38M +$17.9K +819 +1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.33M +$264K +12,112 +24%
Ameriprise
7
Ameriprise
Minnesota
$1.05M -$309K -14,157 -22%
GC
8
Guggenheim Capital
Illinois
$866K -$441K -20,198 -33%
Wells Fargo
9
Wells Fargo
California
$761K -$5.22K -239 -0.7%
Morgan Stanley
10
Morgan Stanley
New York
$474K -$187K -8,573 -27%
IH
11
IFC Holdings
Florida
$344K -$94.3K -4,320 -21%
CIA
12
Capital Investment Advisors
Georgia
$332K -$655 -30 -0.2%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$330K -$22 -1 -0%
UBS Group
14
UBS Group
Switzerland
$297K +$161K +7,382 +108%
RJA
15
Raymond James & Associates
Florida
$262K -$21.7K -993 -7%
SIA
16
Sit Investment Associates
Minnesota
$209K
TC
17
TFS Capital
Pennsylvania
$209K +$218K +10,000 New
MFS
18
MSI Financial Services
Massachusetts
$99K -$12.7K -582 -11%
AG
19
Advisor Group
Arizona
$78K -$262 -12 -0.3%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$67K -$25.2K -1,156 -26%
WT
21
Whittier Trust
California
$63K
SA
22
SRH Advisors
Kansas
$42K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$41K
BAM
24
Bruderman Asset Management
New York
$36K +$37.1K +1,700 New
NFG
25
Next Financial Group
Texas
$28K +$21.8K +1,000 +294%