Advisor Group’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Advisor Group’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$44K	Hold	1,980	–	–	﹤0.01%	3498
2019 Q3	$44K	Buy	1,980 +930	+89%	+$19.8K	﹤0.01%	3478
2019 Q2	$21K	Buy	1,050 +50	+5%	+$986	﹤0.01%	3951
2019 Q1	$19K	Hold	1,000	–	–	﹤0.01%	4008
2018 Q4	$17K	Sell	1,000 -1,133	-53%	-$19.9K	﹤0.01%	3910
2018 Q3	$40K	Hold	2,133	–	–	﹤0.01%	3441
2018 Q2	$42K	Sell	2,133 -68	-3%	-$1.32K	﹤0.01%	3236
2018 Q1	$43K	Hold	2,201	–	–	﹤0.01%	3177
2017 Q4	$47K	Buy	+2,201	New	+$47.1K	﹤0.01%	3125
2016 Q4	–	Sell	-3,725	Closed	-$78K	–	4539
2016 Q3	$78K	Sell	3,725 -12	-0.3%	-$262	﹤0.01%	2179
2016 Q2	$81K	Buy	+3,737	New	+$78.6K	﹤0.01%	2072

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Advisor Group's FLC Position: Q4 2019 in Review

Advisor Group held its Flaherty & Crumrine Total Return Fund (FLC) position steady in Q4 2019 at 1,980 shares worth $44K. The position accounts for ﹤0.01% of the portfolio, ranked #3498.

Advisor Group first reported a position in FLC in Q2 2016 and has held it in 11 quarters since. The position peaked at $81K in Q2 2016. 31 funds tracked by Wall St. Rank hold FLC as of Q4 2019.

Advisor Group held 1,980 shares of Flaherty & Crumrine Total Return Fund worth $44K as of Q4 2019.
Advisor Group left its Flaherty & Crumrine Total Return Fund share count unchanged in Q4 2019.
Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3498 holding.
Advisor Group first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2016 and has held it in 11 quarters since.
Advisor Group's Flaherty & Crumrine Total Return Fund position peaked at $81K in Q2 2016.
31 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.