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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.9M -$801K -40,617 -7%
NL
2
NWAM LLC
Washington
$6.38M -$19.7K -1,000 -0.3%
SIA
3
Sit Investment Associates
Minnesota
$3.76M -$2.56M -129,995 -41%
Invesco
4
Invesco
Georgia
$3.18M -$408K -20,695 -12%
LPL Financial
5
LPL Financial
California
$1.8M +$7.36K +373 +0.4%
RCM
6
Robinson Capital Management
Michigan
$891K +$247K +12,545 +41%
GWM
7
Geneos Wealth Management
Colorado
$663K -$27K -1,370 -4%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$637K -$134K -6,800 -18%
Wells Fargo
9
Wells Fargo
California
$622K -$69K -3,499 -10%
Cohen & Steers
10
Cohen & Steers
New York
$422K
UBS Group
11
UBS Group
Switzerland
$404K +$261K +13,240 +198%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$390K +$12.6K +639 +3%
Morgan Stanley
13
Morgan Stanley
New York
$353K -$22.6K -1,147 -6%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$320K -$67.1K -3,400 -18%
CIA
15
Capital Investment Advisors
Georgia
$316K
HighTower Advisors
16
HighTower Advisors
Illinois
$295K -$46.1K -2,338 -14%
EPA
17
Element Pointe Advisors
Florida
$288K
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$266K
BTS
19
BB&T Securities
Virginia
$251K -$2.8K -142 -1%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$194K +$43.8K +2,221 +30%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$110K +$6.21K +315 +6%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$88K -$174K -8,836 -67%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$74K
WT
24
Whittier Trust
California
$61K
AF
25
Advisornet Financial
Minnesota
$49K