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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$4.58M -$222K -11,615 -5%
Cohen & Steers
2
Cohen & Steers
New York
$3.25M -$141K -7,378 -4%
Bank of America
3
Bank of America
North Carolina
$2.65M +$466K +24,447 +21%
LPL Financial
4
LPL Financial
California
$2.54M +$954 +50 +0%
GC
5
Guggenheim Capital
Illinois
$2.38M -$1.15M -60,511 -32%
YMRC
6
Yorktown Management & Research Company
Virginia
$763K +$782K +41,000 New
Wells Fargo
7
Wells Fargo
California
$739K +$259K +13,597 +52%
Ameriprise
8
Ameriprise
Minnesota
$645K +$70.6K +3,700 +12%
Morgan Stanley
9
Morgan Stanley
New York
$623K -$6.75K -354 -1%
MCC
10
Mid Continent Capital
Illinois
$605K +$143K +7,500 +30%
CIA
11
Capital Investment Advisors
Georgia
$572K -$47K -2,465 -7%
SIA
12
Sit Investment Associates
Minnesota
$469K +$290K +15,180 +152%
CRC
13
Curi RMB Capital
Illinois
$452K +$463K +24,258 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$370K +$76K +3,982 +25%
WAM
15
Wolverine Asset Management
Illinois
$326K +$334K +17,518 New
IH
16
IFC Holdings
Florida
$233K +$47.1K +2,470 +25%
RJA
17
Raymond James & Associates
Florida
$206K -$301K -15,757 -59%
UBS Group
18
UBS Group
Switzerland
$179K -$251K -13,146 -58%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$81K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$42K +$43.1K +2,258 New
JWM
21
Jackson Wealth Management
Florida
$40K +$41.4K +2,168 New
SA
22
SRH Advisors
Kansas
$37K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$33K -$18.5K -970 -36%
NFG
24
Next Financial Group
Texas
$24K
HF
25
Hoxton Financial
West Virginia
$19K